Practice Areas - Banking and Leveraged Finance
- General Corporate
- Securities
| - Investment Management
- Financial Services Area
- Registered Investment Companies
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| Contact Info | Telephone: 617-951-8000
Telecopy: 617-951-8736
http://www.bingham.com/Lawyer.aspx?LawyerID=26
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| University | Yale University, Bachelor of Arts, summa cum laude/with honors, 1982 |
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| Law School | The University of Chicago Law School, Juris Doctor, 1985 |
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| Admitted | 1985, Massachusetts; Massachusetts Supreme Judicial Court; U.S. Court of Appeals, First Circuit; U.S. District Court, District of Massachusetts |
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| ISLN | 908199035 |
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Documents by this lawyer on Martindale.com | |
Supreme Court Janus Capital Group Decision Clarifies Scope of Primary Liability Under Rule 10b-5; Investment Adviser Not Liable for Statements in Funds’ ProspectusesDale E. Barnes,David C. Boch,Lea Anne Copenhefer,Roger P. Joseph,T. Peter R. Pound, June 28, 2011 On June 13, 2011, the Supreme Court in a 5-4 decision in Janus Capital Group, Inc. v. First Derivative Traders, 564 U.S. (2011), held that only the maker of an allegedly false statement may be held primarily liable in a private action under Rule 10b-5. According to the Court, the maker of a...
SEC Proposes Rule Amendments to Remove Credit Rating References From Money Market Fund and Other RulesLea Anne Copenhefer,Barry N. Hurwitz,Jeremy B. Kantrowitz,Charles A. Sweet,Mari Wilson, March 10, 2011 On Wednesday, March 2, 2011, the Securities and Exchange Commission voted unanimously to propose rule amendments that would remove references to credit ratings from Rule 2a-7 and certain other rules and forms under the Investment Company Act of 1940. The proposals, which were made in accordance... |
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