Lihua Chen

New York,  NY  U.S.A.

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Experience & Credentials

Practice Areas

  • Financial Services
  • Derivatives
Contact InfoTelephone: 212-705-7000
Fax: 212-752-5378
University Duke University, Bachelor of Arts, 2008
Law SchoolGeorgetown University Law Center, Juris Doctor, cum laude, 2011
Admitted2012, New York

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CFTC Staff Announces Relief From Certain Recordkeeping Requirements, Along With Two Other Actions
Akshay N. Belani,Daniel N. Budofsky,Lihua Chen,Olga Kamensky,Joshua B. Sterling, June 4, 2014
On May 22, 2014, the CFTC staff provided no-action relief to members of swap execution facilities (“SEF”s) and designated contract markets (“DCM”s) who are not registered or required to be registered with the CFTC in any capacity (“Covered Members”) from certain...

Update on the CFTC’s Cross-Border Application of Dodd-Frank Swaps Requirements
Lihua Chen,Katherine Dobson,Joshua B. Sterling, January 3, 2014
On December 20, 2013, the CFTC issued further guidance addressing the cross-border application of its swaps rules under Dodd-Frank. The guidance took the form of “substituted compliance” determinations and no-action relief for swap dealers (and major swap participants) located in...

Update on Mandatory On-Facility Trading of Swaps
Akshay N. Belani,Lihua Chen,Joshua B. Sterling, December 12, 2013
Under the Commodity Exchange Act, as amended by Dodd-Frank, certain swaps must be cleared as determined by the CFTC. In late 2012, the CFTC determined that major classes of interest swaps and index credit default swaps would become subject to this mandatory clearing requirement. That clearing...

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Office Information

Lihua Chen

399 Park Avenue
New YorkNY 10022-4689


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