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| Contact Info | Telephone: 207-253-4418 Fax: 207-774-7499 http://www.verrilldana.com
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| University | Trinity College, B.A., 1994; University of Massachusetts, Boston, M.A., 1999 |
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| Law School | University of Virginia School of Law, J.D., 2004 |
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| Admitted | 2005, New York. (Not admitted in Maine) |
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| ISLN | 919206067 |
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Documents by this lawyer on Martindale.com | |
Business Communications and Social Media - New Guidance for Broker-DealersMargaret C. Callaghan, November 11, 2011 With the rapid growth of social media use in business, broker-dealers and other financial professionals have been asking these and other questions about how to steer clear of the regulatory risks inherent in using social media such as LinkedIn, Twitter, and blogs. Recently, FINRA released...
Best Practices for Maine-Licensed Investment AdvisersMargaret C. Callaghan, November 10, 2011 As Maine-licensed investment advisers prepare to make licensing renewal filings with FINRA, and to file annual updating amendments to their Forms ADV, they should keep in mind certain best practices highlighted at a recent seminar conducted by the Maine Office of Securities. |
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