Practice Areas ; Political Law(25%); Legislative(20%); Financial Institutions(10%); Ethics Counseling(10%)&sa=270&d=1&h=180&w=200&sl=false&dm=True&in=50) | ......................... 35% Securities......................... 25% Political Law......................... 20% Legislative......................... 10% Financial Institutio............................ 10% Ethics Counseling
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| University | University of Florida, B.S., 1970 |
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| Law School | University of Florida, J.D., 1973 |
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| Admitted | 1973, Florida; 1976, District of Columbia; 1987, Maryland |
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| Memberships | Federal (Member, Executive Council, Securities Law Committee) and American Bar Associations. |
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| Biography | Chief Counsel and Staff Director, U.S. Senate Committee on Banking, Housing and Urban Affairs, Subcommittee on Securities, 1989-1994. Legislative Director, U.S. Senator Christopher Dodd, 1987-1988. Senior Finance Counsel, U.S. House of Representatives, Committee on Energy and Commerce, Subcommittee on Telecommunications and Finance, 1981-1987. Special Counsel, Division of Enforcement, U.S. Securities and Exchange Commission, 1975-1981. President, Association of Securities and Exchange Commission Alumni. |
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| ISLN | 908322754 |
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Documents by this lawyer on Martindale.com | |
SEC and CFTC Propose Rules to Expand Reporting by Private Fund AdvisersLaura Badian,Richard L. Chen,Martha L. Cochran,David F. Freeman,Michael F. Griffin,Robert E. Holton,Richard P. Swanson, March 18, 2011 Registered investment advisers to private funds (including hedge funds and private equity funds) may soon be required to report sensitive proprietary information about the private funds they manage to the US Securities and Exchange Commission (SEC) if new rules proposed by the SEC and the US... |
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