Responsibilities - Financial Services Law
- Compliance
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| University | University of California, Davis, B.A., 1976 |
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| Law School | McGeorge School of Law, J.D., 1982 |
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| Admitted | 1983, California, U.S. District Court, Northern and Central Districts of California and U.S. Court of Appeals, Ninth Circuit; 1992, Hawaii and U.S. Court of Appeals, Ninth Circuit |
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| Memberships | North American Securities Administrators Association. |
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| Born | Oakland, California, February 17, 1954 |
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| Biography | General Counsel, The Money Store Investment Corporation, 1987-1990. Senior Enforcement Attorney, Securities Enforcement, State of Hawaii, 1993-2007. |
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| ISLN | 911286111 |
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