Peter works within the firm's securities regulatory practice, focusing on registration matters for all categories of dealers, advisers and underwriters. Peter's practice includes mutual funds, venture capital funds, limited partnerships and other investment vehicles, public and private financings, stock exchange listings, as well as mergers and acquisitions. Peter presently acts for a number of registered dealers and advisors, investment fund companies, venture capital groups and public companies. Peter chaired the Financial Intermediary Regulatory Summit (April 2001) at which he and top regulators from the Ontario Securities Commission, The Investment Dealers Association of Canada, The Mutual Fund Dealers Association of Canada, the Financial Services Commission of Ontario and the Canadian Investor Protection Fund addressed the sweeping changes taking place in the regulation of Ontario's capital markets. In conjunction with that initiative, Peter was instrumental in establishing the Cassels Brock Registration and Compliance Group. Cassels Brock & Blackwell LLP has access to a unique blend of regulatory expertise and industry experience designed to offer the most comprehensive service available. He has extensive experience in Registration Reform and advises Portfolio Managers, Investment Fund Managers and Exempt Market Dealers on National Instrument 31-103 requirements, and has developed a registration readiness strategy for clients. Associations · Canadian Bar Association · Ontario Bar Association Representative Work Cassels Brock Represents Stone 2011 Flow-Through Limited Partnership in Its $9.3 Million Initial Public Offering Cassels Brock Represents Tonbridge Power Inc. in Its Sale of All Outstanding Common Shares to Enbridge Inc. Stone 2010 Flow-Through Limited Partnership Closes $12 Million Initial Public Offering Newsletters Financial Services Group e-LERT - Proposal for a New Framework for the Regulation of Securitized Products, 04/14/2011 When the Regulator Comes Knocking, 07/14/2010 The New Insurance Rules for Portfolio Managers, 03/19/2010 EMD Insurance Requirements (Part 2), 03/18/2010 The New Insurance Rules for EMDs are Here, 03/16/2010 Ultimate Designated Person and Chief Compliance Officer, 09/11/2009 Exemption from Exempt Market Dealer Registration, 09/08/2009 Financial Reporting and NAV Adjustments, 09/08/2009 Managing Investment Funds, 09/08/2009 New International Adviser Exemption, 09/03/2009 New International Dealer Exemption, 09/03/2009 Relationship Disclosure Rules, 08/28/2009 Investment Fund Managers - Proficiency, Capital and Insurance Requirements, 08/28/2009 Exempt Market Dealers - New Proficiency, Capital and Insurance Requirements, 08/28/2009 What You Need to Know About Transition Under the New Rules, 08/24/2009 Registration: A Powerful New Tool for Regulators, 08/19/2009 What You Need to Know About the Business Trigger, 08/11/2009 Transactions Cassels Brock Represents Stone 2011 Flow-Through Limited Partnership in Its $9.3 Million Initial Public Offering, 11/30/2011 Cassels Brock Represents Tonbridge Power Inc. in Its Sale of All Outstanding Common Shares to Enbridge Inc., 11/30/2011 Stone 2010 Flow-Through Limited Partnership Closes $12 Million Initial Public Offering, 06/17/2010 MATL Becomes First Project Financed by US Green Energy Stimulus Program, 03/02/2010 Tonbridge Power Inc. Completes $15.5 Million Prospectus Offering, 03/02/2010 Stone 2008 Flow-Through Limited Partnership Closes $19 Million IPO, 06/10/2008 Stone Agribusiness Fund Completes $43 Million IPO, 04/14/2008 |