The Perfect Storm: Managing Investigations, Compliance and Audits in Today's Tough MarketTuesday, September 27, 2011
1:30 p.m. - 2:00 p.m. - Registration
2:00 p.m. - 6:00 p.m. - Counsel to Counsel Forum
6:00 p.m. - 6:30 p.m. - Closing Reception
Sofitel
45 West 44th Street
New York, NY
(212) 354-8844
About this forum:With the current administration's heightened focus on regulatory scrutiny, companies must be vigilant in establishing compliance procedures and policies to minimize the possibility and consequences of a violation offense. In this session, senior corporate counsel and leading law firm partners will share their best practices in areas such as:
- Effective programs for ethics controls and compliance, audits and reporting, and self-correction
- How the government's expanded scope of oversight affects the way business is conducted both domestically and internationally
- Managing government enforcement actions: Conducting investigations, facing regulators, weighing disclosures and handling privilege
- Navigating the increasingly blurred line separating criminal, civil and administrative offenses
- The role of general counsel and their relationship to senior executives, boards, shareholders and beyond
Co-Chairs
Vanessa Vargas-Land, Vice President, Assistant Compliance and Ethics Officer, Archer Daniels Midland Company
Gregg Formella, Senior Attorney, American Airlines
Stephen Shine, Chief Regulatory Counsel, Prudential Financial, Inc.
Bonnie S. Brier, Senior Vice President, General Counsel & Secretary, New York University
Co-Hosts
Andrews Kurth LLP; Cadwalader, Wickersham & Taft LLP; Patterson Belknap Webb & Tyler LLP; Morvillo, Abramowitz, Grand, Iason, Anello & Bohrer, P.C.; Cooley LLP; LeClairRyan
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