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| Practice Areas | Federal Securities Law(80%); Corporate(20%) | | | Education | George Washington University, J.D., with honors, 1985, Dickinson College, B.A., magna cum laude, 1982 | | | Admitted | 1985, Pennsylvania (inactive); 1991, District of Columbia | |
| Memberships | American Bar Association (Member, Business Law Section). | | | Born | March 3, 1960 | | | Biography | Attorney, 1985-1989, Deputy Chief, Office of Tender Offers, Division of Corporation Finance, 1988-1989, Securities and Exchange Commission. | | | ISLN | 909276377 | |
Documents by this lawyer on Martindale.com
Current Environment Brings New Governance ChallengesRichard E. Baltz, Laura Badian, August 28, 2009 In July, the Securities and Exchange Commission (SEC) proposed new rules that will require enhanced disclosures about executive compensation and governance in proxy statements and the annual report on Form 10-K. The proposed changes put greater emphasis on how companies, and boards of directors,...
SEC Proxy Proposals Could Put Companies on an Unanticipated DefensiveRichard E. Baltz, Laura Badian, August 28, 2009 The focus of the Securities and Exchange Commission's (SEC's) recent proposals to amend the proxy rules, and much of the commentary relating to them, has been on executive compensation disclosure and management of risk. However, the SEC has also proposed and is seeking comment on several rule...
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