Richard M. Rosenfeld

New York,  NY  U.S.A.
Phone212 506 2178

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Experience & CredentialsOther Offices

Practice Areas

  • Financial Services Regulatory & Enforcement
  • Investment Management
  • Foreign Corrupt Practices Act
  • Securities Litigation & Enforcement
  • Litigation & Dispute Resolution
  • Banking & Finance Litigation
  • Internal Investigations
Contact InfoTelephone: 212 506 2178
Fax: 212 262 1910
University Rutgers University, B.A., with highest honors
Law SchoolCornell Law School, J.D.
Admitted1995, Connecticut; 1995, Maryland; 1997, District of Columbia. (Not admitted in New York)

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US Securities and Exchange Commission Settles Its First Whistleblower Anti-Retaliation Case
Marcus Christian,Adam D. Kanter,Stephanie M. Monaco,Jerome J. Roche,Richard M. Rosenfeld, July 4, 2014
The US Securities and Exchange Commission (SEC or the Commission) has announced a $2.2 million settlement in the Commission’s first whistleblower anti-retaliation case. As part of the settlement order, the SEC charged Paradigm Capital Management, Inc., a registered investment adviser, and...

Cosmetics Company Agrees to Pay US$135M to Settle FCPA Claims
Joseph De Simone,Richard M. Rosenfeld,Allison J. Zolot, May 12, 2014
On May 1, 2014, it was announced that Avon Products, Inc., reached a settlement with US regulators over a long-standing federal probe into whether the cosmetics company paid bribes in China and other countries to gain favors. New York-based Avon agreed to pay $135 million in fines and other costs...
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Office Information

Richard M. Rosenfeld

1675 Broadway
New YorkNY 10019-5820


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