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Richard T. Choi

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Richard T. Choi

Richard T. Choi

Partner
 
Jorden Burt LLP
Suite 400 East, 1025 Thomas Jefferson Street, N.W.
Washington, District of Columbia  20007-0805


Telephone: 202-965-8100
Fax: 202-965-8104
http://www.jordenburt.com



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Practice AreasCommodities; Biomedical Technology; Mergers and Acquisitions; Securities; Broker-Dealer Regulation; Life Sciences; Investment Regulation
 
EducationUniversity of Virginia, J.D., 1987, University of Chicago, B.A., honors, 1984
 
Admitted1987, Virginia; 1988, District of Columbia, U.S. Court of Appeals, Fourth Circuit and U.S. District Court, Eastern District of Virginia
 
MembershipsVirginia State Bar; The District of Columbia Bar.
 
ISLN908401855
 

Documents by this lawyer on Martindale.com


FINRA Addresses Regulatory Challenges of Online Social Networking Activities
Richard T. Choi, Diane Duhaime, November 5, 2009
On October 27, 2009, in remarks before the Annual Meeting of the Securities Industry and Financial Markets Association (SIFMA), FINRA chief Richard Ketchum addressed the "new regulatory challenges" raised by online social networking sites. Social networking sites include such...

SEC Approves Amendments to NASD Rule 2821 Regarding Principal Approval and Supervisory Procedures
Marilyn A. Sponzo, Richard T. Choi, Ann Began Furman, June 26, 2009
NASD Rule 2821, which establishes standards for deferred variable annuity sales and exchanges, currently imposes on broker-dealers suitability, disclosure and training obligations.

SEC Proposes Significant Changes to Strengthen the Advisers Act Custody Rule
Richard T. Choi, June 17, 2009
May 14, 2009 -- The SEC today unanimously voted to propose significant changes to strengthen the protections afforded to clients of investment advisers ("advisers") under the custody requirements of Rule 206(4)-2 under the Investment Advisers Act of 1940 (the "Rule").
 

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