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| Practice Areas | Litigation | | | Education | Tulane University School of Law, J.D., cum laude, 1993, Bowdoin College, A.B., 1989 | | | Admitted | 1994, New York | |
| Born | New York, N.Y., 1967 | | | ISLN | 900036444 | |
Documents by this lawyer on Martindale.com
FINRA Adopts After-Hour OTC Equity Trade Reporting RulesJulian Rainero, Robert S. Frenchman, Won Kyung Chang, Patrick E. Brake, September 30, 2009 On July 23, 2009, the Securities and Exchange Commission ("SEC") approved changes to Financial Industry Regulatory Authority, Inc. ("FINRA") trade reporting rules applicable to over-the-counter ("OTC") transactions in equity securities executed outside normal market...
FINRA Amended Trade Reporting Rules Effective August 3, 2009Patrick E. Brake, Won Kyung Chang, Robert S. Frenchman, Julian Rainero, August 10, 2009 On November 5, 2008, the Securities and Exchange Commission ("SEC") approved the proposal from the Financial Industry Regulatory Authority, Inc. ("FINRA") to overhaul the trade reporting structure for over-the-counter ("OTC") equity transactions and to implement...
SEC Proposes Changes to Investment Advisers Act Custody RuleJohn A. Brunjes, Robert S. Frenchman, Genna N. Garver, Jonathan P. Gill, Julian Rainero, Robb L. Tretter, June 15, 2009 On May 20, 2009, the Securities and Exchange Commission (the "SEC") published its proposed changes (the "Proposed Amendments") to Rule 206(4)-2 (the "Custody Rule") promulgated under the Investment Advisers Act of 1940, as amended (the "Advisers Act"). |
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