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Roger P. Joseph

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Roger P. Joseph

Roger P. Joseph

Partner
 
Bingham McCutchen LLP
One Federal Street
Boston, Massachusetts  02110
(Suffolk Co.)

Telephone: 617-951-8000
Telecopy: 617-951-8736
http://www.bingham.com

Email: Contact via email

Visibility Rankings
#1,817 out of 12,257 lawyers in Boston, Massachusetts
#125,695 out of 894,137 total lawyers Overall
Featured AV Peer Review Rated Lawyer IconFeatured AV Peer Review Rated Lawyer Icon


Experience & Credentials
 


Practice AreasCorporate Finance; Mergers and Acquisitions; Securities; Investment Companies Law
 
Peer Review RatingAV Rated.    What's this?
 
EducationColumbia University, J.D., 1976, Cornell University, A.B., magna cum laude/with distinction, 1973
 
Admitted1977, New York; 1980, Massachusetts
 
MembershipsBoston, Massachusetts and American Bar Associations.
 
ISLN906080380
 

Articles by this firm on Martindale.com


Dissent in Mutual Fund Advisory Fee Case Makes U.S. Supreme Court Review More Likely
Lea Anne Copenhefer, Steven R. Howard, Roger P. Joseph, Joshua B. Sterling, August 29, 2008
On August 8, 2008, the United States Court of Appeals for the Seventh Circuit voted against rehearing en banc the panel decision in the Harris Associates case.

SEC Issues Proposed Guidance Regarding Fund Board Oversight of Adviser Trading of Portfolio Securities and Use of Soft Dollars
W. Hardy Callcott, Roger P. Joseph, Nancy M. Persechino, Neal E. Sullivan, Kevin A. Zambrowicz, August 20, 2008
The Securities and Exchange Commission has published for comment proposed Guidance to mutual fund directors regarding their duties and responsibilities in overseeing the trading activities of a fund's investment adviser and, in particular, the adviser's use of soft dollars.

SEC Staff Highlights Areas of Focus in Broker-Dealer, Investment Adviser and Investment Company Exams
W. Hardy Callcott, Kevin A. Zambrowicz, Roger P. Joseph, Neal E. Sullivan, Margaret Blake, August 9, 2008
On July 22, 2008, the staff in the Securities and Exchange Commission's Office of Compliance Inspections and Examinations ("OCIE"), in coordination with other SEC staff, issued its second "ComplianceAlert" letter summarizing findings from recent compliance examinations of...
 

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