Practice Areas - General Corporate
- Securities
- Investment Management
- Privacy and Security
- Insurance Practice
- Infrastructure
| - Financial Services Area
- Registered Investment Companies
- Derivatives
- Private Investment Funds
- Hedge Funds
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| Contact Info | Telephone: 617-951-8000
Telecopy: 617-951-8736
http://www.bingham.com/Lawyer.aspx?LawyerID=118
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| University | Cornell University, Artis Baccalaureate, 1973 |
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| Law School | Columbia University School of Law, Juris Doctor, 1976 |
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| Admitted | 1977, New York; 1980, Massachusetts; Registered Foreign Lawyer in England and Wales |
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| ISLN | 906080380 |
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Documents by this lawyer on Martindale.com | |
FINRA Proposes Clearing Firm Books and Records Requirements to Facilitate Orderly Transition In The Event Of Firm LiquidationMatthew C. Applebaum,David C. Boch,W. Hardy Callcott,Roger P. Joseph,Edwin E. Smith,Neal E. Sullivan,Michael R. Weissmann, November 15, 2011 On Oct. 21, 2011, the Financial Industry Regulatory Authority (FINRA) proposed a new rule (Rule 4516) that would require carrying and clearing member firms to, among other things, maintain and keep current certain records in a specifically designated central location. The Proposed Rule is designed... |
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