Roger P. Joseph

Alternative Investment Fund Managers Directive: Update
Peter Bibby, Helen J. Marshall, Christopher Phillip Leonard, Roger P. Joseph, Neal E. Sullivan, September 28, 2009
On 30 April 2009, the EU Commission published a proposal for a directive on Alternative Investment Fund Managers (the "AIFM Directive"). As we described in our alert of 6 May 2009, in its current form the AIFM Directive would significantly reshape the European investment management...

Overview of the SEC's Proposed Money Market Reforms
Lea Anne Copenhefer, Roger P. Joseph, Joshua B. Sterling, July 16, 2009
On June 30, 2009, the Securities and Exchange Commission published its proposed amendments to Rule 2a-7 and certain other rules under the Investment Company Act of 1940 concerning the operation and regulation of money market funds.

UK Short Selling Disclosure Regime Extended
Helen J. Marshall, Christopher Phillip Leonard, Roger P. Joseph, Neal E. Sullivan, June 24, 2009
The FSA has announced today that it intends to extend indefinitely its short selling disclosure regime for UK financial companies.