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Visibility Rankings  | | #1,817 out of 12,257 lawyers in Boston, Massachusetts | | #125,695 out of 894,137 total lawyers Overall |
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| Practice Areas | Corporate Finance; Mergers and Acquisitions; Securities; Investment Companies Law | | | Peer Review Rating | AV
Rated.
What's this? | | | Education | Columbia University, J.D., 1976, Cornell University, A.B., magna cum laude/with distinction, 1973 | | | Admitted | 1977, New York; 1980, Massachusetts | |
| Memberships | Boston, Massachusetts and American Bar Associations. | | | ISLN | 906080380 | |
Articles by this firm on Martindale.com
SEC Staff Highlights Areas of Focus in Broker-Dealer, Investment Adviser and Investment Company ExamsW. Hardy Callcott, Kevin A. Zambrowicz, Roger P. Joseph, Neal E. Sullivan, Margaret Blake, August 9, 2008 On July 22, 2008, the staff in the Securities and Exchange Commission's Office of Compliance Inspections and Examinations ("OCIE"), in coordination with other SEC staff, issued its second "ComplianceAlert" letter summarizing findings from recent compliance examinations of...
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