Scott H. Moss is a Partner in Lowenstein Sandler's Investment Management Group, which was selected as one of the preeminent practices in the United States for its representation of hedge funds and other private funds (2011 and 2010) and derivatives/private equity work (2011) by Best Law Firms, published by U.S. News and Best Lawyers. Scott is praised by clients as "excellent" and part of a team that 'always understands the issues at hand, responds very quickly and is able to suggest creative solutions to issues that are often very complicated' (Legal 500, 2012). Scott also leads the firm's Regulatory and Compliance sub-practice.

Scott's extensive experience includes representing offshore and domestic hedge funds, private equity funds, investment advisers, broker-dealers and CPO/CTAs in fund formation and structuring, securities regulation, mergers and acquisitions and other financial transactions. Scott also advises on general corporate matters and agreements among financial professionals, such as placement agent agreements, operating agreements and partnership agreements.

Scott focuses in the areas of investment management, private fund formation, and compliance. He assists clients with: implementing comprehensive compliance programs and integrating them into day to day activities that further the client's business goals, employee training, identifying and correcting potential compliance weaknesses and liability exposure, and developing long-range plans to implement and ensure ongoing compliance with all existing and emerging regulations. Scott is highly respected by his industry peers for his depth of regulation and compliance knowledge.

Some of Scott's recent representative matters and counsel have included:

· Advising domestic and offshore hedge funds, private equity funds and other pooled investment vehicles regarding structure, formation and ongoing operational issues;

· Advising fund managers and other investment advisers with respect to SEC and state regulatory issues and compliance-related matters; and

· Broker-dealer regulation and CTA/CPO compliance.

Scott is a prominent author and lecturer on corporate law, securities transactions and investment management. He has been published in The Wall Street Journal, The Compliance Reporter, Bloomberg Law Reports, The Hedge Fund Law Report and a variety of other publications. Scott is a part-time lecturer at Rutgers School of Law, Hedge Funds and Investment Adviser Seminar, and is also on the Lawyer's Advisory Committee for the Managed Funds Association and on the IA Legal & Regulatory Subcommittee of the National Society of Compliance Professionals.

Other Distinctions

· Super Lawyers (2013) - Recognized as a "Rising Star."

Speaking Engagements

· Panelist, AIFMD Breakfast Briefing with Osborne Clarke, February 28, 2013

· Presenter, 10th Annual PEI Private Equity CFO and COO Forum, "Frontline - Tales from the SEC Audit Trail," January 23-24, 2013

· Panelist, MLA Alternative Asset Management G Luncheon, "Fund Trading Issues: Information Evaluation, Access, Conflicts, and Insider Trading Securities Law and Compliance Best Practices," December 11, 2012

· Panelist, MFA Forum 2012 - Navigating New and Existing Laws Towards Business Development Success, June 12, 2012

· Host and Co-presenter, Lowenstein Sandler and ACA Compliance Group, "NYC CCO Roundtable," March 6, 2012

Publications

· CFTC Grants No-Action Relief to Certain Family Offices and Funds-of-Funds from Registration as CPOs
Investment Management Client Alert, December 10, 2012
Scott Moss, Cole Beaubouef, Brianne Perlman

· SEC Proposes New Rule to Eliminate Ban on General Solicitation
Investment Management Client Alert, August 29, 2012
Scott Moss, David Goret, Cole Beaubouef, Elizabeth Rooney

· Commodity Futures Trading Commission Provides Answers to Frequently Asked Questions Regarding CPOs/CTAs to Private Commodity Pools
Investment Management Client Alert, August 2012
Scott Moss, George Danenhauer, Cole Beaubouef

· Dodd-Frank Final Derivatives Product Definition Rules
Investment Management Client Alert, July 2012
Matthew Magidson, Scott Moss, Cole Beaubouef, Joanna Miller-Suna, Beth Williams

· President Signs Jumpstart Our Business Startups Act: Certain Restrictions on Marketing Private Funds Eased
Investment Management Client Alert, April 2012
Scott Moss, George Danenhauer, Cole Beaubouef

· CFTC Issues Final Rules Amending Registration and Compliance Obligations for CPOs and CTAs
Investment Management Client Alert, February 2012
Scott Moss, Cole Beaubouef, George Danenhauer

· Registration of Related Entities of a Registered Investment Adviser - SEC Issues No-Action Letter Interpretive Guidance
Investment Management Client Alert, January 25, 2012
Scott Moss, George Danenhauer, Cole Beaubouef

· Dodd-Frank Act Rulemaking - SEC and CFTC Release Joint Final Rules Relating to Form PF
Investment Management Client Alert, November 2011
Scott Moss, George Danenhauer, Cole Beaubouef

· Reminder: Rule 13h-1 (The Large Trader Reporting Rule) Compliance Date Is December 1, 2011; Effective Date Was October 3, 2011
Metropolitan Corporate Counsel, November 2011
Scott Moss, Cole Beaubouef

· Dodd-Frank Act Rulemaking: SEC Approves Final Version of Form PF
Investment Management Client Alert, October 2011
Scott Moss, George Danenhauer, Cole Beaubouef

· Reminder: Rule 13h-1 (the Large Trader Reporting Rule) Compliance Date is Dec. 1, 2011; Effective Date Was Oct. 3, 2011
Investment Management Client Alert, October 2011
Scott Moss, Cole Beaubouef

· Dodd-Frank Rulemaking: SEC Releases Final Rules Clarifying Certain Registration Exemptions, Planning for Transition of Mid-Sized Investment Advisers
Investment Management Client Alert, September 2011
Scott Moss, Cole Beaubouef

· New FINRA Rule 1230(b)(6): Operations Professionals Must Register and Pass an Examination
Investment Management Client Alert, July 26, 2011
Scott Moss, Douglas Cohen

· Preparing to Register Ops Professionals
Compliance Reporter, July 25, 2011
Scott Moss, Douglas Cohen

· Dodd-Frank Act Rulemaking - SEC Issues Order Adjusting Dollar Amount Thresholds For Qualified Client Rule Under the Advisers Act
Investment Management Client Alert, July 19, 2011
Scott Moss, Marie DeFalco, David Goret, Cole Beaubouef

· Dodd-Frank Act Rulemaking: SEC Releases Final Rules Relating to Registration and Oversight of Investment Advisers
Investment Management Client Alert, June 2011
Scott Moss, Cole Beaubouef

· FINRA Rule 5131: Spinning and Market Orders Provisions Delayed to September 26, 2011
Investment Management Client Alert, May 25, 2011
Marie DeFalco, Scott Moss, Douglas Cohen

· Investors Fight Back
International Financial Law Review, May 2011
Marie DeFalco, Scott Moss, Douglas Cohen

· Dodd-Frank Act Rulemaking - SEC Proposes Revisions to "Qualified Client" Rule Under the Advisers Act
Investment Management Client Alert, May 18, 2011
Scott Moss, David Goret, Cole Beaubouef

· FINRA Rule 5131: What Fund Managers and Broker-Dealers Should Think About Before May 27, 2011
Investment Management Client Alert, April 12, 2011
Marie DeFalco, Scott Moss, Douglas Cohen

· Significant Legislative and Regulatory Developments in 2010; Q1 and Q2 2011 Checklist
Investment Management Client Alert, March 2011
Scott Moss, Cole Beaubouef, George Danenhauer

· Dodd-Frank Act Rulemaking - SEC and CFTC Release Proposed Rule Relating to Private Fund Systemic Reporting
Investment Management Client Alert, February 1, 2011
Scott Moss, David Goret, Cole Beaubouef

· Dodd-Frank Rulemaking: SEC Releases Proposed Rules Clarifying Certain Registration Exemptions and Planning for the Transition of Mid-Sized Investment Advisers
Investment Management Group, December 2010
David Goret, Scott Moss, Cole Beaubouef

· New California Law Requires Placement Agents and Some Investment Advisers to Register as Lobbyists
Investment Management Client Alert, December 16, 2010
Michael Long, David Goret, Scott Moss

· Dodd-Frank Act Rulemaking - SEC Releases Proposed Rules Relating to Oversight of Investment Advisers
Investment Management Client Alert, November 23, 2010
David Goret, Scott Moss, Cole Beaubouef

· Investment Management Alert: SEC Proposes New Definition of "Family Offices" Exempt From Advisers Act Regulation
Investment Management Client Alert, October 15, 2010
Scott Moss, Lloyd Jeglikowski

· SEC Proposes New Definition of "Family Offices" Exempt From Advisers Act Regulation
Investment Management Client Alert, October 15, 2010
Scott Moss, Lloyd Jeglikowski

· SEC Redesigns Form ADV, Part 2: Expanded, Narrative-Style Disclosure Will Be Publicly Available on SEC Website
Investment Management Client Alert, August 6, 2010
Scott Moss, David Goret, Lloyd Jeglikowski

· SEC "Pay to Play" Rules Restrict Political Contributions by Investment Advisers
Investment Management Client Alert, July 22, 2010
Scott Moss, David Goret, Michael Long, Cole Beaubouef

· Dodd-Frank Bill Moves Toward Passage: Highlights of the Investment Adviser Registration Requirements, Accredited Investor Standard and the Volcker Rule
Investment Management Client Alert, July 14, 2010
David Goret, Scott Moss, Cole Beaubouef

· Financial Industry Regulatory Reform Approved by Joint Congressional Conference Committee
Investment Management Client Alert, June 25, 2010
Scott Moss, Elaine Hughes, Cole Beaubouef

· Comprehensive Financial Industry Regulatory Reform Moves Forward in the U.S. Senate
Investment Management Client Alert, May 25, 2010
David Goret, Scott Moss, Cole Beaubouef, Edward Newlands

· Financial Industry Regulatory Reform Moves Closer to Becoming a Reality
NSCP Currents, March/April 2010
Scott Moss, Edward Newlands

· SEC Releases Final Rules to Strengthen Custody Controls of Investment Advisers
Investment Management Client Alert, February 11, 2010
Scott Moss, Cole Beaubouef, Edward Newlands

· Comprehensive Financial Industry Regulatory Reform Moves Forward in the U.S. House of Representatives
Investment Management Client Alert, January 5, 2010
Marie DeFalco, Scott Moss, Cole Beaubouef, Edward Newlands

· Spotlight on Investment Adviser Registration - Obama Administration and Congress Move Forward with Regulatory Reform Agenda
Eisner Insights, November 2009
Scott Moss

· SEC and CFTC Issue Joint Report on Harmonization of Regulation
Investment Management Client Alert, October 27, 2009
Scott Moss, Cole Beaubouef

· Draft Legislation Released Regarding Investment Adviser Registration
Investment Management Client Alert, October 9, 2009
Scott Moss, Cole Beaubouef

· SEC Releases Proposed Rules Addressing Political Contributions By Certain Investment Advisers
Investment Management Client Alert, August 11, 2009
Scott Moss, Cole Beaubouef

· Financial Industry Regulatory Reforms Begin to Take Shape: What Has Happened and What It Means for Investment Management Firms and Professionals
Bloomberg Law Reports, July 2009
Scott Moss, Cole Beaubouef

· Spotlight on Investment Adviser Registration - Obama Administration Moves Forward with Regulatory Reform Agenda
Investment Management Client Alert, July 17, 2009
Scott Moss, Cole Beaubouef

· Reminder: FINRA Rule 5122 Relating to Member Private Offerings Becomes Effective June 17, 2009
Investment Management Alert, June 12, 2009
Scott Moss

· SEC Releases Proposed Rules to Strengthen Custody Controls of Investment Advisers
Investment Management Alert, May 27, 2009
Scott Moss, Cole Beaubouef

· SEC Proposes Rules to Strengthen Custody Controls of Investment Advisers
Investment Management Alert, May 19, 2009
Scott Moss, Cole Beaubouef

· Mandatory Electronic Filing of Form D Deadline is March 16, 2009
Investment Management Alert, February 26, 2009
Scott Moss

· President's Working Group on Financial Markets Releases Final Reports Concerning Best Practices for the Hedge Fund Industry
Investment Management Client Alert, February 2009
Scott Moss, Cole Beaubouef

· Investment Management Client Alert: Year-End Compliance Issues
Investment Management Client Alert, January 2009
Marie DeFalco, Scott Moss

· SEC Extends Emergency Orders Prohibiting Short Selling Activities, Reporting of Short Positions and Related Matters, Until October 17, 2008
Investment Management/Specialty Finance Alert, October 3, 2008
Steven Siesser, Scott Moss

· SEC Issues Amendments To Emergency Orders
Investment Management Alert, September 2008
Marie DeFalco, Scott Moss, Peter Greene

· SEC Issues Emergency Orders Regarding Short Selling and Issuer Repurchases
Investment Management Alert, September 2008
Marie DeFalco, Peter Greene, Scott Moss

· Equity Swaps in the Context of Section 13(d) of the Securities Exchange Act: Southern District of New York Rules in CSX Corporation v. The Children's Investment Fund Management
Investment Management Alert, June 2008
Scott Moss

· Portfolio Rebalancing: Prohibited Principal Transactions or Fair Allocations of Investment Opportunities?
The Metropolitan Corporate Counsel, January 2007
Scott Moss

· Reminder: Modified Publication Requirements For New York Limited Liability Entities
The Metropolitan Corporate Counsel, January 2007
Peter Greene, Marie DeFalco, Scott Moss

· Compliance Reminder: Marketing Practices for Hedge Fund Managers
The Metropolitan Corporate Counsel, Inc., May 2006
Scott Moss

· Using Side Pockets For Illiquid and Hard to Value Securities
MFA Reporter, May/June 2005
Scott Moss

· Registration of Advisers: What Managers of Small and Mid-Sized Hedge Funds Need to Know
HedgeWorld Daily News, April 19, 2005
Scott Moss

· SEC Releases Final Rule Requiring that Hedge Fund Advisers Register Under Investment Advisers Act
Special HedgeWorld Report on SEC Registration, December 13, 2004
Scott Moss

· Hedge Fund Offering Documents
Compliance Reporter, November 10, 2003
Scott Moss

· Proposed Audit Committee Standards For Listed Companies
Corporate Finance Alert, January 14, 2003
John Hogoboom, Steven Skolnick, Scott Moss

Press Mentions

· Scott Moss comments on the SEC's upcoming "presence exams.", HFM Week, October 15, 2012

· Scott Moss comments on the inconsistencies between the CFTC and JOBS Act approaches to marketing hedge funds., HFMWeek, September 3, 2012

· Scott Moss discusses the pros and cons of hedge fund managers engaging in transactions with their own hedge funds and their investors., The Hedge Fund Law Report, December 15, 2011

· Scott Moss comments on the SEC's approval of a final Form PF and the SEC's revisions from the proposed form., Hedge Funds Review, October 27, 2011

· In The Wall Street Journal's Marketwatch, Scott Moss discusses the new SEC investment adviser registration rules and hedge fund disclosure., The Wall Street Journal's Marketwatch, July 1, 2011

· Scott Moss and Michael Long discuss new regulations barring contingent compensation arrangements for placement agents who seek investments by certain public pension funds., The Hedge Fund Law Report, April 21, 2011

· Scott Moss speaks on the SEC's definition of "family office"., Infovest21's Investor Focus - Defining a Family Office, October 2010

· Scott Moss comments on the effects of a provision in the financial reform bill that requires advisers of private-equity funds and hedge funds larger than $150 million to register with the SEC., Investment News, July 25, 2010

· Scott Moss comments on Investment Advisers Act of 1940 and related compliance implications of loans from hedge funds to managers., The Hedge Fund Law Report, July 15, 2010

· Lowenstein Sandler's election of Michael Hahn, Jason Halper, Scott Moss, Ethan Skerry and S. Jason Teele as Members of the firm is highlighted., New Jersey Law Journal, January 4, 2010

Affiliations

· Part-Time Lecturer, Rutgers School of Law, Hedge Funds Seminar

· Managed Funds Association Lawyers Advisory Committee

· Member, National Society of Compliance Professionals
- IA Legal & Regulatory Subcommittee