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Sean D. Sadler: Lawyer with McCarthy Tétrault LLP

Sean D. Sadler

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Partner
Toronto,  ON  Canada
Phone416-601-7511

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Experience & Credentials
 

Practice Areas

  • Capital Markets
  • Securities Regulation & Investment Products
  • Private Transactions
 
Mailing AddressSuite 5300, TD Bank Tower, Toronto Dominion Centre, Toronto, ON, M5K 1E6
 
University University of Toronto, B.A.
 
Law SchoolUniversity of Windsor, LL.B.; Osgoode Hall Law School, LL.M., Banking/Financial Services Law
 
Admitted1989, Ontario
 
Biography

Sean Sadler is a partner in the Securities Regulation & Investment Products Group of McCarthy Tétrault LLP in its Toronto office.

Since joining the firm in 1989, he has been primarily engaged in a securities trading and adviser regulation practice, with particular emphasis on advising Canadian and non-resident dealers and advisers on the offering of their services in Canada, including structuring and regulation of collective investment vehicles and the public and private offering of investment products and securities, retail mutual funds, institutional pooled funds, hedge funds, closed-end funds, separately managed accounts, wrap accounts, wealth management services, family offices and registered education savings plans.

Mr. Sadler also regularly advises on securities law/IIROC/MFDA compliance and enforcement matters for registrants and on private placements, commodity futures and OTC derivatives trading, acquisitions, divestitures and reorganizations of registrants and the merger of investment fund complexes and the establishment of investment fund businesses. Mr. Sadler has, together with local counsel, assisted clients in establishing or restructuring investment funds in jurisdictions outside Canada including, Bermuda, British Virgin Islands, Cayman Islands and Mauritius.

Mr. Sadler has been recently engaged as securities counsel to the receiver of an insolvent hedge fund complex. Earlier in his career, he was seconded as legal counsel to the Registration Section of the Capital Markets Branch of the Ontario Securities Commission and to the Fixed Income Group of CIBC Wood Gundy Securities Inc.

For many years, Mr. Sadler has been a special lecturer in various securities law topics at the University of Windsor, the University of Western Ontario, Dalhousie University and Queen's University. He is a co-editor of CCH's Annotated Ontario Securities Legislation. He is also a co-author of CCH's Canadian Securities Regulatory Requirements Applicable to Non-Resident Broker-Dealers, Advisers and Investment Fund Managers, a handbook of Canadian Securities regulatory requirements for non-resident securities firms published in 2012.

Mr. Sadler has appeared in the Canadian Legal Lexpert Directory, a guide to the leading law firms and practitioners in Canada, as a leading lawyer in the area of asset management and investment funds and appears in the 2013 edition of The Best Lawyers in Canada in the areas of mutual funds law, private funds law and securities law, in the International Who's Who of Private Funds Lawyers, 2009 and, in the Who's Who Legal: Canada 2012 in the area of private funds. Mr. Sadler is recognized in Practical Law Company's 2011/2012 Investment Funds Handbook as a recommended lawyer in Canada.

He received his BA from the University of Toronto, his LLB from the University of Windsor and his LLM in banking and financial services law from the Osgoode Hall Law School. Mr. Sadler was called to the Ontario bar in 1989.

 
ISLN904091685
 

Documents by this lawyer on Martindale.com

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Investment Fund Amendments Would Bring Sweeping Changes to Closed-End Fund Regime
Cristian O. Blidariu,Sean D. Sadler, May 3, 2013
Recently, the Canadian Securities Administrators (CSA) released proposed amendments (CSA Proposal) to National Instrument 81-102 - Mutual Funds (NI 81-102) that would impose on closed-end funds certain investment restrictions and operational requirements that currently apply only to conventional...

OSC Reports on 2012 Compliance Experience
Sean D. Sadler,Rene R. Sorell, December 12, 2012
The OSC has released its 2012 compliance report (OSC Staff Notice 33-738) on dealers, advisers and investment fund managers. This report reflects the increasing importance ascribed by the OSC to registrant practices and registration issues. The report also allows licensed securities businesses to...
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Office Information

Sean D. Sadler
McCarthy Tétrault LLP
66 Wellington Street
Toronto, ON M5K 1E6




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