Stephanie M. Monaco

Washington,  DC  U.S.A.
Phone+1 202 263 3379

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Practice Areas

  • Corporate & Securities
  • Financial Institutions M&A
  • Private Investment Funds
  • Financial Services Regulatory & Enforcement
  • Investment Management
Contact InfoTelephone: +1 202 263 3379
Fax: +1 202 263 5379
University University of Maryland, B.A., 1979
Law SchoolUniversity of Baltimore School of Law, J.D., 1982
Admitted1982, Maryland; 1992, District of Columbia

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US Securities and Exchange Commission Settles Its First Whistleblower Anti-Retaliation Case
Marcus Christian,Adam D. Kanter,Stephanie M. Monaco,Jerome J. Roche,Richard M. Rosenfeld, July 4, 2014
The US Securities and Exchange Commission (SEC or the Commission) has announced a $2.2 million settlement in the Commission’s first whistleblower anti-retaliation case. As part of the settlement order, the SEC charged Paradigm Capital Management, Inc., a registered investment adviser, and...

US Securities and Exchange Commission Clarifies and Expands Its Interpretation of “Knowledgeable Employee” Under the US Investment Company Act
Rory M. Cohen,J. Paul Forrester,Stephanie M. Monaco, February 25, 2014
On February 6, 2014, the Staff of the Division of Investment Management of the Securities and Exchange Commission (“SEC”) issued the Managed Funds Association (the “MFA) a no-action letter (the “MFA Letter”) clarifying and expanding the SEC’s interpretation of...

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Office Information

Stephanie M. Monaco

1999 K Street, N.W.
WashingtonDC 20006-1101


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