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ARTICLES(53)

NAIC Indexed Universal Life Illustration Subgroup solicits comment on options to revise Actuarial Guideline 49-A and to open NAIC Life Insurance Illustrations Model Regulation (#582) to revision
October 20, 2022
LEGAL ALERTS/ARTICLES
Author: Maureen Emmert Adolf, Eric A Arnold, Ronald David Coenen, Stephen E Roth, Scott Harris Rothstein
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Coronavirus – The SEC extends relief from in-person board meeting requirement for investment companies
June 23, 2020
LEGAL ALERTS/ARTICLES
Author: Thomas Edward Bisset, Steven B Boehm, Kristin Hespos Burns, Ronald D. Coenen, Jr., Stephen E Roth, Mary-Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

On track with the SEC—staff proposes rules on streamlining private exemptions
March 23, 2020
LEGAL ALERTS/ARTICLES
Author: Steven B Boehm, Kristin Hespos Burns, Jennifer L. L. Howard, Dodie C. Kent, Michael Bennett Koffler, Stephen E Roth, Payam Siadatpour
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

New York Circular Letter No. 1 (2019) Takes Aim at Accelerated Underwriting
February 26, 2019
LEGAL ALERTS/ARTICLES
Author: John Sanders Pruitt, Stephen E Roth, Alexander F.L Sand, Cynthia R. Shoss, Phillip E. Stano, Mary Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

The Best Interest Standard under FINRA’s Suitability Rule
February 26, 2019
LEGAL ALERTS/ARTICLES
Author: Wilson Gray Barmeyer, Melissa Lorraine Fox, Amanda R. Giffin, Olga Greenberg, Michael Bennett Koffler, S. Lawrence Polk, Stephen E Roth, Brian Lloyd Rubin, Sarah Razaq Salls, Cynthia R. Shoss, Holly H. Smith, Mark W. Smith, Amber S. Unwala, John H. Walsh
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Broker-Dealers Selling Annuities – Preparing for the Best Interest Standard under New York’s Amended Insurance Regulation 187
February 14, 2019
LEGAL ALERTS/ARTICLES
Author: Wilson Gray Barmeyer, Olga Greenberg, Michael Bennett Koffler, S. Lawrence Polk, Stephen E Roth, Brian Lloyd Rubin, Sarah Razaq Sallis, Cynthia R. Shoss, Holly H. Smith, Mark W. Smith, Amber S. Unwala, John H. Walsh
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Modernizing the Variable Contract Disclosure Regime
December 14, 2018
LEGAL ALERTS/ARTICLES
Author: Frederick R Bellamy, Dodie C. Kent, Stephen E Roth
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

The SEC’s Proposed Rules on The Standards of Conduct for Investment Professionals—a Quick Guide To What You Need To Know
May 07, 2018
LEGAL ALERTS/ARTICLES
Author: Olga Greenberg, Issa Jesse Hanna, Clifford E. Kirsch, S. Lawrence Polk, Stephen E Roth, Brian Lloyd Rubin, Mark W. Smith, Amber S. Unwala, John H. Walsh, Allison E. Wielobob
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

The Final Rule: Next Steps After Vacatur
April 12, 2018
LEGAL ALERTS/ARTICLES
Author: Eric A Arnold, Katherine Meyers Cohen, Thomas William Curvin, Olga Greenberg, Dodie C. Kent, Clifford Evan Kirsch, Michael Bennett Koffler, Ben Tobey Marzouk, S. Lawrence Polk, Stephen E Roth, Vanessa A. Scott, Cynthia R. Shoss, Phillip E. Stano, Steuart H. Thomsen, Gail L. Westover, Allison E. Wielobob, Mary Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

The Final Rule: DOL Fiduciary Rule Affirmed and Revoked
March 26, 2018
LEGAL ALERTS/ARTICLES
Author: Eric A Arnold, Wilson Gray Barmeyer, Katherine Meyers Cohen, Thomas William Curvin, Olga Greenberg, Clifford Evan Kirsch, Michael Bennett Koffler, Ben Tobey Marzouk, S. Lawrence Polk, Stephen E Roth, Brian Lloyd Rubin, Vanessa A. Scott, Cynthia R. Shoss, Holly H. Smith, W. Mark Smith, Phillip E. Stano, Steuart H. Thomsen, Gail L. Westover, Allison E. Wielobob, Mary Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Last Call! SEC’s Pay Ratio Rule Effective for 2018 Proxy Statements
February 19, 2018
LEGAL ALERTS/ARTICLES
Author: Thomas Edward Bisset, Cynthia Marie Krus, Stephen E Roth, Payam Siadatpour
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

The Final Rule: Considerations and Analysis of the DOL’s 18-Month Transition Period Extension
November 29, 2017
LEGAL ALERTS/ARTICLES
Author: Eric A Arnold, Wilson Gray Barmeyer, Bruce Michael Bettigole, Nicholas T Christakos, N. Jerold Cohen, Thomas William Curvin, Olga Greenberg, Carol Terpstra McClarnon, S. Lawrence Polk, Stephen E Roth, Brian Lloyd Rubin, Vanessa A. Scott, Cynthia R. Shoss, Holly H. Smith, W. Mark Smith, Phillip E. Stano, Steuart H. Thomsen, Gail L. Westover, Allison E. Wielobob, Mary Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

DOL Proposes to Extend Transition Period until July 1, 2019, and Issues Additional Non-Enforcement Policy for Arbitration Limitations
September 04, 2017
LEGAL ALERTS/ARTICLES
Author: Eric A Arnold, Wilson G. Barmeyer, Bruce Michael Bettigole, Nicholas T Christakos, Adam Brent Cohen, Thomas William Curvin, Olga Greenberg, Susan Schmidt Krawczyk, Ben Tobey Marzouk, Carol Terpstra McClarnon, S. Lawrence Polk, Stephen E Roth, Brian Lloyd Rubin, Holly H Smith, W Mark Smith, Steuart Hill Thomsen, Gail Lynn Westover, Mary Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

NAIC Report: 2017 Summer National Meeting
August 30, 2017
LEGAL ALERTS/ARTICLES
Author: Maureen Emmert Adolf, Bryon Scott Burton, Kevin Finnegan, Ling Ling, Stephen E Roth, Alexander Fendall Littlepage Sand, Cynthia Shoss, Mary Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Supreme Court Decision Imposes Strict Filing Deadline on Civil Actions Related to Securities Offerings
August 25, 2017
LEGAL ALERTS/ARTICLES
Author: Bruce Michael Bettigole, Cynthia Reid Beyea, Steven B Boehm, Cynthia Marie Krus, S. Lawrence Polk, Stephen E Roth, Brian Lloyd Rubin, Payam Siadatpour
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Reminder: SEC Requires Hyperlinks to Exhibits in Certain Filings Made On or After September 1, 2017
August 15, 2017
LEGAL ALERTS/ARTICLES
Author: Cynthia Reid Beyea, Thomas Edward Bisset, Steven B Boehm, Dodie C. Kent, Cynthia Marie Krus, Stephen E Roth
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

The Final Rule: DOL Issues Fourth Set of FAQs
August 09, 2017
LEGAL ALERTS/ARTICLES
Author: Eric A Arnold, Wilson Gray Barmeyer, Bruce Michael Bettigole, Nicholas T Christakos, Adam Brent Cohen, Thomas William Curvin, Olga Greenberg, Dodie C. Kent, Clifford Evan Kirsch, Michael Bennett Koffler, Susan Schmidt Krawczyk, Ben Tobey Marzouk, Carol Terpstra McClarnon, S. Lawrence Polk, Stephen E Roth, Brian Lloyd Rubin, Cynthia Shoss, Holly H Smith, W Mark Smith, Steuart Hill Thomsen, Gail Lynn Westover, Mary Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

NYDFS Makes Inquiry into Life Insurers’ Use of Algorithmic Underwriting
July 19, 2017
LEGAL ALERTS/ARTICLES
Author: Maureen Emmert Adolf, Eric A Arnold, Michael Bahar, David Charles Hancock, Steve Herbert, John Sanders Pruitt, Stephen E Roth, Alexander Fendall Littlepage Sand, Cynthia Shoss, Mary Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

The Final Rule: The Fifth Request for Public Comments
June 30, 2017
LEGAL ALERTS/ARTICLES
Author: Eric A Arnold, Wilson Gray Barmeyer, Bruce Michael Bettigole, Nicholas T Christakos, Adam Brent Cohen, Thomas William Curvin, Olga Greenberg, Dodie C. Kent, Clifford Evan Kirsch, Michael Bennett Koffler, Susan Schmidt Krawczyk, Ben Tobey Marzouk, Carol Terpstra McClarnon, S. Lawrence Polk, Stephen E Roth, Brian Lloyd Rubin, Cynthia Shoss, Holly H Smith, W Mark Smith, Steuart Hill Thomsen, Gail Lynn Westover, Mary Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

The Final Rule: June 9 is the Launch Date After All
May 26, 2017
LEGAL ALERTS/ARTICLES
Author: Eric A Arnold, Wilson Gray Barmeyer, Bruce Michael Bettigole, Nicholas T Christakos, Adam Brent Cohen, Thomas William Curvin, Olga Greenberg, Dodie C. Kent, Clifford Evan Kirsch, Michael Bennett Koffler, Susan Schmidt Krawczyk, Ben Tobey Marzouk, Carol Terpstra McClarnon, S. Lawrence Polk, Stephen E Roth, Brian Lloyd Rubin, Cynthia Shoss, Holly H Smith, W Mark Smith, Steuart Hill Thomsen, Gail Lynn Westover, Mary Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

SEC Issues Ransomware Risk Alert Highlighting Cybersecurity Best Practices
May 23, 2017
LEGAL ALERTS/ARTICLES
Author: Cynthia Reid Beyea, Dodie C. Kent, Clifford Evan Kirsch, Michael Bennett Koffler, Susan Schmidt Krawczyk, Ben Tobey Marzouk, Stephen E Roth, Brian Lloyd Rubin, Alexander Fendall Littlepage Sand, Holly H Smith, John H. Walsh, Mary Jane Wilson-Bilik, John Allen Zumpetta
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

NAIC Report: 2017 Spring National Meeting
April 24, 2017
LEGAL ALERTS/ARTICLES
Author: Maureen Emmert Adolf, Bryon Scott Burton, Ling Ling, Daren Lee Moreira, John Sanders Pruitt, Stephen E Roth, Cynthia Shoss, Mary Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

NY DFS Publishes Final Cybersecurity Rules for Financial Services Companies
March 07, 2017
LEGAL ALERTS/ARTICLES
Author: Mark D Herlach, John Sanders Pruitt, Stephen E Roth, Cynthia Shoss, Mary Jane Wilson-Bilik, John Allen Zumpetta
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

DOL Issues Additional FAQs Related to New Fiduciary Rule
January 20, 2017
LEGAL ALERTS/ARTICLES
Author: Eric A Arnold, Wilson Gray Barmeyer, Bruce Michael Bettigole, Nicholas T Christakos, Adam Brent Cohen, Thomas William Curvin, Olga Greenberg, Dodie C. Kent, Clifford Evan Kirsch, Michael Bennett Koffler, Susan Schmidt Krawczyk, Ben Tobey Marzouk, Carol Terpstra McClarnon, S. Lawrence Polk, Stephen E Roth, Brian Lloyd Rubin, Cynthia Shoss, Holly H Smith, W Mark Smith, Steuart Hill Thomsen, Gail Lynn Westover, Mary Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Federal Insurance Office Report Highlights Consumer Protection Issues Raised by Big Data, Cyber Risks
January 02, 2017
LEGAL ALERTS/ARTICLES
Author: Mark D Herlach, John Sanders Pruitt, Stephen E Roth, Cynthia Shoss
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

NY DFS Publishes Revised Proposed Cybersecurity Rules for Financial Services Companies
January 02, 2017
LEGAL ALERTS/ARTICLES
Author: Mark D Herlach, John Sanders Pruitt, Stephen E Roth, Cynthia Shoss
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

NAIC Report: 2016 Fall National Meeting
December 30, 2016
LEGAL ALERTS/ARTICLES
Author: Bryon Scott Burton, Ling Ling, John Sanders Pruitt, Stephen E Roth
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

Enhanced Cyber Risk Management Standards Announced in Joint Rulemaking Initiative by Treasury, Federal Reserve, and FDIC
December 29, 2016
LEGAL ALERTS/ARTICLES
Author: Mark D Herlach, John Sanders Pruitt, Stephen E Roth, Cynthia Shoss
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

NY DFS Announces Proposal for Cybersecurity Rules for Financial Services Companies
September 22, 2016
LEGAL ALERTS/ARTICLES
Author: Mark D Herlach, John Sanders Pruitt, Stephen E Roth, Cynthia Shoss
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

NAIC Task Force Releases Revised Draft Insurance Data Security Model Law
August 30, 2016
LEGAL ALERTS/ARTICLES
Author: Mark D Herlach, John Sanders Pruitt, Stephen E Roth, Cynthia Shoss, Mary Jane Wilson-Bilik
Law Firm: Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP

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