- Financial Services
- Capital Markets & Investments
- Mutual Funds
- Investment Adviser
- Business Development Companies
- Private Capital
- Private Investment Funds
- Mergers & Acquisitions
- Insurance Products
|Contact Info||Telephone: 202.383.0176|
|University ||Rutgers College, B.A., cum laude Phi Beta Kappa|
|Law School||Rutgers University Law School, J.D. Phillip J. Levin Scholar|
|Admitted||1978, New Jersey; 1982, District of Columbia|
|Born||New York, New York, May 22, 1954|
Nationally recognized as an authority on business development companies (BDCs), Steve Boehm guides his clients in successfully navigating the intricate rules and regulations of the U.S. Securities and Exchange Commission (SEC), especially the Investment Company Act of 1940 and its 1980 amendments. Steve and his team represent many of the nation's largest BDCs, and he advises on a broad range of legal matters and transactions, including initial public offerings (IPOs).
Steve began his career at the SEC, serving in the Enforcement Division and on the Executive Staff, and that insider perspective and knowledge inform his work today. He advises clients on establishing and operating public and private open- and closed-end investment funds, and he also assists clients in developing structural alternatives for taking private equity investment opportunities to public investors. Steve is recognized as a leading authority on the organization and operation of Section 529 college tuition savings plans. He has served two terms on Sutherland's Executive Committee and also leads the firm's Capital Markets & Investments Team.
Sutherland represents Goldman Sachs & Co., Wells Fargo Securities and Morgan Stanley in connection with New Mountain Finance Corp.'s $100 million IPO.
Sutherland represents BDC before the SEC in an exemptive relief matter.
Sutherland advises Stellus Capital Investment Corporation in initial public offering.
Awards and Rankings
Recognized by Chambers USA: Guide to Leading Business Lawyers in the area of investment funds - registered funds (2008-2014)
Named to The Best Lawyers in America in the areas of corporate law (2005-2015), mutual funds law (2005-2015), private funds law (2005-2014), securities law (2005-2011), private funds/hedge funds (2012-2015), securities/capital markets (2012-2015), and securities regulation (2012-2015)
Named among Washington's ”Top 10 Dealmakers“ by Legal Times magazine (2006)
Documents by this lawyer on Martindale.com
New SEC Guidance Adds Flexibility to BDC Co-Investing
Steven B. Boehm,Cynthia M. Krus,John J. Mahon,Anne G. Oberndorf,Harry S. Pangas, February 13, 2015
The U.S. Securities and Exchange Commission (SEC) Division of Investment Management (the Division) just published guidance that will permit business development companies (BDCs) to co-invest with certain persons considered affiliates without obtaining exemptive relief. Under the Investment Company...
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