- Financial Services
- Capital Markets & Investments
- Mutual Funds
- Investment Adviser
- Business Development Companies
- Private Capital
- Private Investment Funds
- Mergers & Acquisitions
- Insurance Products
|Contact Info||Telephone: 202.383.0176|
|University ||Rutgers College, B.A., cum laude Phi Beta Kappa|
|Law School||Rutgers University Law School, J.D. Phillip J. Levin Scholar|
|Admitted||1978, New Jersey; 1982, District of Columbia|
|Born||New York, New York, May 22, 1954|
Nationally recognized as an authority on business development companies (BDCs), Steve Boehm guides his clients in successfully navigating the intricate rules and regulations of the U.S. Securities and Exchange Commission (SEC), especially the Investment Company Act of 1940 and its 1980 amendments. Steve and his team represent many of the nation's largest BDCs, and he advises on a broad range of legal matters and transactions, including initial public offerings (IPOs).
Steve began his career at the SEC, serving in the Enforcement Division and on the Executive Staff, and that insider perspective and knowledge inform his work today. He advises clients on establishing and operating public and private open- and closed-end investment funds, and he also assists clients in developing structural alternatives for taking private equity investment opportunities to public investors. Steve is recognized as a leading authority on the organization and operation of Section 529 college tuition savings plans. He has served two terms on Sutherland's Executive Committee and also leads the firm's Capital Markets & Investments Team.
Sutherland represents Goldman Sachs & Co., Wells Fargo Securities and Morgan Stanley in connection with New Mountain Finance Corp.'s $100 million IPO.
Sutherland represents BDC before the SEC in an exemptive relief matter.
Sutherland advises Stellus Capital Investment Corporation in initial public offering.
Awards and Rankings
Recognized by Chambers USA: Guide to Leading Business Lawyers in the area of investment funds - registered funds (2008-2014)
Named to The Best Lawyers in America in the areas of corporate law (2005-2015), mutual funds law (2005-2015), private funds law (2005-2014), securities law (2005-2011), private funds/hedge funds (2012-2015), securities/capital markets (2012-2015), and securities regulation (2012-2015)
Named among Washington's ”Top 10 Dealmakers“ by Legal Times magazine (2006)
Documents by this lawyer on Martindale.com
The Volcker Rule: The Rising Appeal of Registered Investment Companies and BDCs
Brian Barrett,Steven B. Boehm,Cynthia M. Krus,John J. Mahon,Harry S. Pangas, January 16, 2014
On December 10, 2013, the U.S. Federal Reserve, the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the Commodity Futures Trading Commission, and the Securities and Exchange Commission issued final rules implementing Section 619 of the Dodd-Frank Wall Street...
Recent Regulatory Developments Affecting Private Offerings
Steven B. Boehm,Daphne G. Frydman,Clifford E. Kirsch,Michael B. Koffler,Susan S. Krawczyk, December 11, 2013
Effective September 23, 2013, the Securities and Exchange Commission (the SEC) lifted the ban on general solicitation of unregistered offerings relying on Rule 506 or Rule 144 under the Securities Act of 1933, as amended (the Securities Act), and adopted a rule prohibiting certain “bad...
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