Practice Areas - Securities Regulation
- Banking Regulation
- Commodities Regulation
| - Debt and Equity Finance
- Broker-Dealer Regulation
- Securities Finance
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| University | Sarah Lawrence College, B.A., 1979; Columbia University, M.B.A., 1984 |
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| Law School | Yale University, J.D., 1989 |
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| Admitted | 1990, New York; U.S. District Court, Southern District of New York |
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| ISLN | 901515290 |
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Documents by this lawyer on Martindale.com | |
A Critical Analysis of the Potential Impact of the Volcker Rule on Municipal BondsKate Andrews,Scott A. Cammarn,Steven David Lofchie,Jed Benjamin Miller,Lary Stromfeld, December 20, 2011 Federal regulators (the “Agencies”) recently issued a notice of proposed rulemaking (the “Proposal”) under Section 619 of the Dodd-Frank Act, commonly known as the “Volcker Rule.” The Volcker Rule generally restricts banks and all of their affiliates...
The SEC Approves Final Version of Form PFMaurine R. Bartlett,Steven David Lofchie,Dorothy D. Mehta, October 31, 2011 The Securities and Exchange Commission (the "SEC") held an open meeting on Wednesday, October 26, 2011, regarding the adoption of a rule requiring certain registered investment advisers to hedge funds and other private funds to report information on Form PF for use by the Financial...
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