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Steven David Lofchie

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Phone(212) 504-6000

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Experience & Credentials
 

Practice Areas

  • Securities Regulation
  • Banking Regulation
  • Commodities Regulation
  • Debt and Equity Finance
  • Broker-Dealer Regulation
  • Securities Finance
 
University Sarah Lawrence College, B.A., 1979; Columbia University, M.B.A., 1984
 
Law SchoolYale University, J.D., 1989
 
Admitted1990, New York; U.S. District Court, Southern District of New York
 
ISLN901515290
 

Documents by this lawyer on Martindale.com

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SEC Issues No-Action Letter Addressing Registration Requirements for Certain Advisory Affiliates
Maurine R. Bartlett,Drew G.L. Chapman,Steven David Lofchie,Zahra F. Zaidi, February 13, 2012
The staff of the Securities and Exchange Commission (the “Commission”) issued a no-action letter on January 18, 2012 to the American Bar Association’s Subcommittee on Hedge Funds clarifying the registration requirements for certain related entities under the Investment Advisers...

A Critical Analysis of the Potential Impact of the Volcker Rule on Municipal Bonds
Kate Andrews,Scott A. Cammarn,Steven David Lofchie,Jed Benjamin Miller,Lary Stromfeld, December 20, 2011
Federal regulators (the “Agencies”) recently issued a notice of proposed rulemaking (the “Proposal”) under Section 619 of the Dodd-Frank Act, commonly known as the “Volcker Rule.” The Volcker Rule generally restricts banks and all of their affiliates...

The SEC Approves Final Version of Form PF
Maurine R. Bartlett,Steven David Lofchie,Dorothy D. Mehta, October 31, 2011
The Securities and Exchange Commission (the "SEC") held an open meeting on Wednesday, October 26, 2011, regarding the adoption of a rule requiring certain registered investment advisers to hedge funds and other private funds to report information on Form PF for use by the Financial...

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Office Information

Steven David Lofchie
Cadwalader, Wickersham & Taft LLP

New York, NY 10281-0006




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