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| Practice Areas | Securities(25%); Corporate(15%); Broker-Dealer(20%); Investment Adviser(25%); Business Law(15%) | | | Education | University of Oklahoma, J.D., 1975, Wellesley College, B.A., cum laude, 1970 | | | Admitted | 1976, Oklahoma; 1985, Nebraska; 1992, New York; 1995, Connecticut; 2002, Missouri; 2004, Maine; 2008, Massachusetts | |
| Memberships | Connecticut, Maine, Massachusetts, Nebraska, New York State, Oklahoma, and American (Member, State Regulation of Securities Committee, Business Law Section) Bar Associations. | | | Born | Aiea Heights, Hawaii, January 29, 1948 | | | Biography | Order of the Coif. Research Editor, Oklahoma Law Review, 1974-1975. Administrator, Oklahoma Department of Securities, 1986-1991. President, North American Securities Administrators Association, 1989-1990. Author: "Information Exchange-Variable Products and Blue Sky Laws," NSCP Current, March/April 2000; "Comments on Reform of the U.S. Financial and Securities Markets, Toledo Transcript," Spring, 1990; "Oklahoma Securities Act - 1984 Amendments," (with P. David Newsome, Jr.) 55 Okla. B.J. 2659, 1984. Presenter: Numerous presentations nationally on securities and compliance issues; Securities Industry Association, "Securities Activities of Insurance Companies," 1997, Orlando, Florida; Institute for International Research "Variable Product Advertising Issues," 1996, Washington, D.C.; Investment Company Institute "NASD Issues," 1994, Washington, D.C.; Fourth Annual New England Securities Conference "Investment Advisers and Investment Companies," 1994, Boston, Massachusetts; National Regulatory Services, "Broker Dealer Arrangements - Variable Insurance Contracts," 1994, New York, New York. Visiting Assistant Professor of Law, University of Oklahoma School of Law, Norman, Oklahoma, 1988. Adjunct Professor of Law, Oklahoma City University School of Law, 1987-1988; Adjunct Professor of Accounting, Oklahoma City University, Meinders School of Business, Oklahoma City, Oklahoma, 1986-1987. | | | ISLN | 908710278 | |
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