Practice Areas - Mergers & Acquisitions
- Private Equity & Venture Capital
- Transactional & Securities
| - Securities Enforcement & Litigation
- Securities, Commodities & Exchange Regulation
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| University | University of Wisconsin - Stevens Point, B.S., cum laude |
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| Law School | University of Wisconsin, J.D., 1997 |
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| Admitted | 1998, Wisconsin |
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| Biography | Terry D. Nelson is a partner with Foley & Lardner LLP and a member of the firm's Securities, Commodities & Exchange Regulation, Private Equity & Venture Capital and Transactional & Securities Practices. Mr. Nelson's primary practice includes hedge fund organization and operational compliance, and other private fund offerings, broker-dealer and investment adviser registration and compliance issues, and litigation/enforcement matters involving state and federal securities laws and regulations.
In relation to Mr. Nelson's hedge and other private fund practice, he has represented clients in all aspects of the organization, funding, and operations of U.S. domestic and non-U.S. funds. As part of this work, Mr. Nelson has worked with fund sponsors, advisers, distributors, investors, custodians, administrators, prime brokers and other private fund service providers.
Prior to joining Foley, Mr. Nelson served as chief examiner of the Colorado Securities Division and as licensing and regulation examiner with the Office of the Wisconsin Commissioner of Securities.
Mr. Nelson's professional activities include past memberships on the Qualifications Committee of the National Association of Securities Dealers, Inc. (now "FINRA") and the Examination and Uniform Securities Act Revision Committees of the North American Securities Administrators Association, Inc. His current professional and charitable activities include serving as the Wisconsin liaison for the American Bar Association's Committee on State Regulation of Securities, board member, Pro Bono counsel, president of the board of directors for the Madison Affiliate of Susan G. Komen For the Cure; continuing contributor to Securities, Mergers and Acquisitions, annual publication for the Wisconsin State Bar Association Business Advisor Series and the Securities Enforcement: Counseling and Defense; and editor of the Foley & Lardner monthly Investment Management Newsletter.
Mr. Nelson graduated, cum laude, from the University of Wisconsin - Stevens Point and his J.D. degree was conferred in 1997 by the University of Wisconsin.
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| ISLN | 912990840 |
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Documents by this lawyer on Martindale.com | |
Father and Son Charged by SEC With Cherry Picking Over the Interests of ClientsMichael G. Dana,Peter D. Fetzer,Terry D. Nelson, June 5, 2013 In a recent enforcement action (SEC v. Charles J. Dushek, et al., Civil Action No. 13-CV-3669, N.D. Ill., filed May 16, 2013), the SEC accused a father (Charles J. Dushek) and son (Charles S. Dushek) with defrauding clients by “cherry picking” investments over the interests of their...
Fund Manager Agrees to Be Barred From the Securities Industry in Connection With Misappropriating Fund AssetsMichael G. Dana,Peter D. Fetzer,Terry D. Nelson, June 5, 2013 The SEC recently entered an enforcement order against Walter V. Gerasimowicz and his firms, Meditron Asset Management, LLC, a registered investment adviser, and Meditron Management Group, LLC for, among other things, misappropriating and misusing client assets and making repeated material...
Investment Management Guidance on Social Media FilingsMichael G. Dana,Peter D. Fetzer,Terry D. Nelson, June 5, 2013 The staff of the SEC’s Division of Investment Management has issued guidance for mutual funds in response to questions about whether certain interactive content posted in social media, chat rooms, or other “real-time electronic forums” is advertising that should be filed under the...
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