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| Practice Areas | Finance | | | Education | George Washington University Law School, J.D., 2007, University of Maryland, B.A., 2003 | | | Admitted | 2008, District of Columbia | |
| Memberships | District of Columbia Bar. | | | ISLN | 920533800 | |
Documents by this lawyer on Martindale.com
SEC Proposes Amendments to Rules Governing Dark PoolsW. Hardy Callcott, Kevin A. Zambrowicz, Timothy C. Foley, October 28, 2009 On October 21, 2009, the U.S. Securities and Exchange Commission ("SEC") voted unanimously to propose rule changes (the "Proposal") that would subject so-called "dark pools of liquidity" ("Dark Pools") to greater data dissemination requirements by...
FINRA Proposes New Rules Governing Communications with the PublicAmy N. Kroll, Timothy C. Foley, October 23, 2009 On September 21, 2009, FINRA announced proposed rules governing communications with the public (the "Proposal"). The proposed rules would replace current NASD Rules 2210 and 2211, together with certain of the Interpretative Materials that follow NASD Rule 2210 and portions of Incorporated... |
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