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FINRA Issues Research Rule Proposal for Consolidated FINRA Rulebook by Steven David Lofchie
Cadwalader, Wickersham & Taft LLP - New York Office
Maurine R. Bartlett
Cadwalader, Wickersham & Taft LLP - New York Office
Glen P. Barrentine
Cadwalader, Wickersham & Taft LLP - New York Office
Jeffrey L. Robins
Cadwalader, Wickersham & Taft LLP - New York Office
Mark Highman
Cadwalader, Wickersham & Taft LLP - New York Office
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November 20, 2008
Previously published on November 5, 2008
FINRA has issued for consultation its proposed equity research rules for the Consolidated FINRA Rulebook (the "FINRA Research Proposal").
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The views expressed in this document are solely the views of the author and not Martindale-Hubbell. This document is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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