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Proposed SEC Rules Relating to Executive Certifications |
July 30, 2004
Previously published on July 11, 2002
The SEC has proposed a new rule requiring an issuer's principal executive and financial officers to certify reports on Forms 10-Q and 10-K. This proposal is separate from the recent order requiring a one-time certification regarding issuers with over $1.2 billion in annual revenue. The proposed...
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The views expressed in this article are solely the views of the author and not Martindale-Hubbell. This article is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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