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The FSA's Disclosure Regime for Short Positions in Companies Undertaking Rights Issues and Proposed Regime for Contracts for Difference ("CFDs") |
July 22, 2008
Previously published on July 7, 2008
From 20 June 2008, new provisions were incorporated into the Financial Services Authority's ("FSA") Code of Market Conduct, which have the effect of requiring the disclosure of short positions above a threshold limit (0.25%) in companies which are undertaking rights issues.
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The views expressed in this article are solely the views of the author and not Martindale-Hubbell. This article is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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