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CFTC Adopts Amendments to Commodity Pool Operator Reporting Requirements



by David S. Mitchell
Fried, Frank, Harris, Shriver & Jacobson LLP - New York Office

Mark Molle
Fried, Frank, Harris, Shriver & Jacobson LLP - New York Office

November 25, 2009

Previously published on November 24, 2009

The Commodity Futures Trading Commission (the “Commission” or “CFTC”) has adopted certain amendments to its Part 4 rules that govern the periodic account statements and annual financial reports that commodity pool operators (each, a “CPO”) prepare and provide to participants in their pools. 74 Fed. Reg. 57585 (November 9, 2009). The amendments become effective December 9, 2009, and changes that affect annual financial report requirements will be applicable to annual financial reports for fiscal years ending December 31, 2009 and thereafter.


 

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