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CFTC Adopts Amendments to Commodity Pool Operator Reporting Requirements


by David S. Mitchell View Biography
Mark Molle View Biography
Fried, Frank, Harris, Shriver & {newline}Jacobson LLP View Firm Credentials
New York Office

November 25, 2009

Previously published on November 24, 2009

The Commodity Futures Trading Commission (the “Commission” or “CFTC”) has adopted certain amendments to its Part 4 rules that govern the periodic account statements and annual financial reports that commodity pool operators (each, a “CPO”) prepare and provide to participants in their pools. 74 Fed. Reg. 57585 (November 9, 2009). The amendments become effective December 9, 2009, and changes that affect annual financial report requirements will be applicable to annual financial reports for fiscal years ending December 31, 2009 and thereafter.


 

The views expressed in this document are solely the views of the author and not Martindale-Hubbell. This document is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance.


 

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