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SEC Proposes Rule To Curtail "Pay to Play" Practices By Investment Advisers by Andrew J. Demetriou
Fulbright & Jaworski L.L.P. - Los Angeles Office
Amber Ervin
Fulbright & Jaworski L.L.P. - Houston Office
Gregory M. Matlock
Fulbright & Jaworski L.L.P. - Houston Office
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August 18, 2009
On August 3, 2009, the Securities and Exchange Commission (the "SEC") proposed rules under the Investment Advisers Act of 1940, 15 U.S.C. § 80b (the "Advisers Act"), aimed at curtailing "pay to play" practices of investment advisers who provide services to governmental entities, including public pension plans.
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