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SEC Proposes Rule To Curtail "Pay to Play" Practices By Investment Advisers |
August 20, 2009
On August 3, 2009, the Securities and Exchange Commission (the "SEC") proposed rules under the Investment Advisers Act of 1940, 15 U.S.C. § 80b (the "Advisers Act"), aimed at curtailing "pay to play" practices of investment advisers who provide services to governmental entities, including public pension plans.
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The views expressed in this document are solely the views of the author and not Martindale-Hubbell. This document is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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