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Important Rule Change on FINRA Dismissal Motions Approved |
February 3, 2009
Previously published on January 9, 2009
On December 31, 2008, the Securities and Exchange Commission ("SEC") approved a proposed rule change filed with the SEC by the Financial Industry Regulatory Authority, Inc. ("FINRA") on November 2, 2007, and as amended on February 13, 2008.
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The views expressed in this document are solely the views of the author and not Martindale-Hubbell. This document is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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