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Important Rule Change on FINRA Dismissal Motions Approved by Thomas J. Finn
Jorden Burt LLP - Simsbury Office
Jason H. Gould
Jorden Burt LLP - Washington Office
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February 3, 2009
Previously published on January 9, 2009
On December 31, 2008, the Securities and Exchange Commission ("SEC") approved a proposed rule change filed with the SEC by the Financial Industry Regulatory Authority, Inc. ("FINRA") on November 2, 2007, and as amended on February 13, 2008.
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