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"What Exactly Is Arbitration?"
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November 6, 2009
Previously published by
on Fall 2009
One of the items Congress is reviewing as it considers reforming financial regulation is the mandatory use of arbitration to resolve investors' disputes with financial advisors and brokerage firms. Of course, this can raise important concerns for investors: What exactly is arbitration? What rights do I give up by going to arbitration? This article provides a brief overview of the arbitration process for investors and highlights the major differences between it and traditional litigation.
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The views expressed in this document are solely the views of the author and not Martindale-Hubbell. This document is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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