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Potential Impacts from the Proposed Changes to the Regulation of the Financial Industry and the Federal Securities Laws |
July 9, 2009
Previously published on June 2009
In an effort to protect our clients' current and future interests, the existing rules and regulations in place and any proposed changes which could have an impact on business practices should be recognized and evaluated.
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The views expressed in this document are solely the views of the author and not Martindale-Hubbell. This document is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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