Search Results (13839)

  
Documents on banking financial services
 

View Page: 1  2  3  4  5  6  7  8  9  10  Next  >>
Show: results per page
Sort by:
Sponsored Results

HTMLFederal District Court Rebuffs Attempt by Navy Sailors to Satisfy Judgment Against Republic of Sudan by Attaching Assets Held by Global Banks
Olga Greenberg, Meghana D. Shah, John E. Sharpe, Ronald W. Zdrojeski; Eversheds Sutherland (US) LLP;
Legal Alert/Article
February 16, 2017, previously published on February 15, 2017
A recent decision by the United States District Court for the Southern District of New York delivered a victory to banks seeking to prevent judgment creditors from attaching assets “blocked” pursuant to Office of Foreign Assets Control (OFAC) regulations.1 In Harrison v. Republic of...

 

Adobe PDFDebtors Who Misuse Collateral Can Lose the Benefit of Discharging their Debt in Bankruptcy
Samantha Alves Orender; Burr & Forman LLP;
Legal Alert/Article
February 14, 2017, previously published on December 2016
On November 21, 2016, in a case entitled In re Monson,1 the Eleventh Circuit Court of Appeals affirmed the Bankruptcy Court's decision,2 which held that a debtor's conduct constituted a willful and malicious injury to a creditor within the meaning of 11 U.S.C. § 523(a)(6), because the debtor...

 

HTMLWhat the Banking Industry Expects from Connected Cars
Eversheds Sutherland (US) LLP;
Legal Alert/Article
February 10, 2017, previously published on February 9, 2017
The American Banker recently looked at ways in which the connected car might affect not only the roads, but the finance world as well. People might be able to make “truly mobile-payments” as they go through toll booths, visit a drive-through, or stop for gas. Fully autonomous vehicles...

 

HTMLDual Insurance for Driverless Cars?
Gregory S. Amoroso, Brian L. Rubin, Sarah Razaq Sallis; Eversheds Sutherland (US) LLP;
Legal Alert/Article
February 10, 2017, previously published on February 3, 2017
As the football season was winding down, on January 4, 2017, the Financial Industry Regulatory Authority (FINRA) published its 2017 Annual Regulatory and Examination Priorities Letter. According to FINRA President and CEO, Robert Cook, this year’s 11-page letter focuses on “core...

 

HTMLMortgage Servicers Subject to New California Law Protecting Surviving Spouses and Heirs; Violations Carry Steep Penalties
Jennifer L. Gray; Greenberg Traurig, LLP;
Legal Alert/Article
February 7, 2017, previously published on January 12, 2017
A new California law protects widowed spouses and other survivors, including domestic partners, heirs, siblings, joint tenants, and other people who own their homes but are not listed on the mortgage, from foreclosure following the death of a mortgagor. The Homeowner Survivor Bill of Rights (SBOR),...

 

HTMLFINRA is Ready to Focus on 'Blocking and Tackling'
Gregory S. Amoroso, Brian L. Rubin, Sarah Razaq Sallis; Eversheds Sutherland (US) LLP;
Legal Alert/Article
February 7, 2017, previously published on February 3, 2017
As the football season was winding down, on January 4, 2017, the Financial Industry Regulatory Authority (FINRA) published its 2017 Annual Regulatory and Examination Priorities Letter. According to FINRA President and CEO, Robert Cook, this year’s 11-page letter focuses on “core...

 

HTML2017 SEC Exam Priorities for Securities Industry Registrants
Richard M. Cutshall, Christopher P. McHugh; Greenberg Traurig, LLP;
Legal Alert/Article
February 6, 2017, previously published on January 18, 2017
The Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) released its annual list of examination priorities for 2017 on Jan. 12, 2017. The examination priorities were previously summarized in the Greenberg Traurig Financial Services Observer.

 

Adobe PDFFINRA Is Ready to Lace-up and Focus on “Blocking and Tackling”: FINRA’s 2017 Priorities and Related Enforcement Actions
Peter J. Anderson, Eric A. Arnold, Bruce M. Bettigole, Patricia A. Gorham, Olga Greenberg, Clifford E. Kirsch, Michael B. Koffler, Susan S. Krawczyk, Neil S. Lang, S. Lawrence Polk, Brian L. Rubin, Amelia Toy Rudolph, Sarah Razaq Sallis, Holly H. Smith, W. Scott Sorrels, John H. Walsh; Sutherland Asbill & Brennan LLP;
Legal Alert/Article
January 30, 2017, previously published on January 30, 2017
As the football season was winding down, on January 4, 2017, the Financial Industry Regulatory Authority (FINRA) published its 2017 Annual Regulatory and Examination Priorities Letter.1 According to FINRA President and CEO, Robert Cook, this year’s 11-page letter focuses on “core...

 

HTMLThe FINRA WORM Turns
Cynthia J. Larose; Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.;
Legal Alert/Article
January 27, 2017, previously published on January 6, 2017
It’s a new year, and time for the Financial Industry Regulatory Authority (FINRA)’s annual Regulatory and Examination Priorities Letter (the “2017 Letter”) We remind regulated entities of this list of examination priorities every year, because cybersecurity appears high on...

 

Adobe PDFRevised Cybersecurity Rules for New York’s Financial Services Industry
Christopher W. Meyer; Whiteman Osterman & Hanna LLP;
Legal Alert/Article
January 26, 2017, previously published on December 30, 2016
New York’s “first-in-the-nation” financial services cybersecurity rules moved one step closer to reality this week, with issuance of proposed revised rules by the Department of Financial Services.

 


View Page: 1  2  3  4  5  6  7  8  9  10  Next  >>