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HTMLThe Thin End of the Wedge: The CMA and the FCA Publish Provisional Findings on Retail Banking
Dentons Canada LLP;
Legal Alert/Article
July 30, 2014, previously published on July 21, 2014
Competition in retail banking, including banking services to small and medium-sized enterprises (SMEs) has been the subject of detailed consideration by the UK competition authorities over the last 15 years. Multiple competition concerns have been identified over the years and, despite attempts to...

 

HTMLNew York's Proposed "Bitlicense" Regulations Mark New Territory for Virtual Currencies
Dentons Canada LLP;
Legal Alert/Article
July 30, 2014, previously published on July 23, 2014
In a move widely seen as inevitable, the New York Department of Financial Services (NYDFS) has released draft regulations for the establishment of a "BitLicense" to govern virtual currency financial services.

 

HTMLCongress Scrutinizes Hedge Funds’ Use of Financial Derivatives
Bruce M. Bettigole, Thomas A. Cullinan, Yasho Lahiri, William R. Pauls, W. Scott Sorrels; Sutherland Asbill & Brennan LLP;
Legal Alert/Article
July 30, 2014, previously published on July 25, 2014
This week the Senate Permanent Subcommittee on Investigations, Committee on Homeland Security and Governmental Affairs (Subcommittee), in conjunction with the Subcommittee’s hearing on July 22, 2014, released a report on hedge funds’ use of financial derivatives considered abusive. In...

 

HTMLSEC Approves Rule Preventing Barters for Expungement Cooperation - What You Can Do to Ensure Compliance
Peter J. Anderson, Eric A. Arnold, Keith J. Barnett, Bruce M. Bettigole, Patricia A. Gorham; Sutherland Asbill & Brennan LLP;
Legal Alert/Article
July 30, 2014, previously published on July 25, 2014
On July 22, the U.S. Securities and Exchange Commission (SEC) approved the Financial Industry Regulatory Authority’s (FINRA) proposed Rule 2081, which prevents firms or associated persons from conditioning settlement or otherwise paying customers for their cooperation in the complaint...

 

HTMLThe FCA Marches Down the Road to Competition Concurrency
Dentons Canada LLP;
Legal Alert/Article
July 29, 2014, previously published on July 15, 2014
The Financial Conduct Authority (FCA) is currently preparing for the award of concurrent competition enforcement powers on 1 April 2015. From that date, both the FCA and the new Payment Services Regulator will be able to, amongst other things, investigate and prosecute anti-competition agreements...

 

HTMLTop Tips for Financiers: Directors in a Financial Crisis
Dentons Canada LLP;
Legal Alert/Article
July 29, 2014, previously published on July 9, 2014
The Restructuring, Insolvency and Bankruptcy Group considers the English law position.

 

HTMLTop Tips: Buying From an Insolvent Company
Dentons Canada LLP;
Legal Alert/Article
July 29, 2014, previously published on July 9, 2014
The Restructuring, Insolvency and Bankruptcy Group considers the legal, commercial and practical issues.

 

HTMLNon-EU Investment Managers Must Comply with EU AIFMD by July 22, 2014
Dentons Canada LLP;
Legal Alert/Article
July 29, 2014, previously published on July 17, 2014
The EU Alternative Investment Fund Managers Directive (the "AIFMD"), approved by the European Parliament in June 2011, established a new regulatory regime for EU and non-EU investment managers (including US investment advisers) that, among other activities, manage alternative investment...

 

HTMLHacker Prevention: Keeping Client-Sensitive Electronic Information Confidential
Brian C. Langs, Joseph R. Marconi; Johnson & Bell, Ltd.;
Legal Alert/Article
July 29, 2014, previously published on July 2014
Back in July of 2011, we warned of a then popular e-mail/fraudulent check scheme whereby lawyers would receive e-mails from alleged potential foreign clients looking to collect debts from customers. Those scammers convinced the unsuspecting lawyer to deposit fraudulent “settlement...

 

Adobe PDFGetting the Deal Through Aquisition Finance 2014
Anastasia Irawati, Freddy Karyadi; Ali Budiardjo, Nugroho, Reksodiputro (ABNR);
Legal Alert/Article
July 29, 2014, previously published by Reproduced with permission from Law Business Research Ltd. This article was first published in Getting the Deal Through - Acquisition Finance 2014, (published in May 2014; contributing editors:  Marisa Stavena, Alexandra Kaplan and Ryan Bekkerus of Simpson Thacher & Bartlett LLP)
This article on acquisition finance provides an analysis in key areas of law and policy in Indonesia for corporate counsel, cross-border legal practitioners and clients.

 


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