Join Matindale-Hubbell Connected



Search Results (13572)

  
Documents on banking financial services
 

View Page: Prev  1  2  3  4  5  6  7  8  9  10  Next  >>
Show: results per page
Sort by:
Sponsored Results

HTMLNo One Likes a Complainer, Except Maybe the CFPB
Samuel D. Friedman; Sirote & Permutt, P.C.;
Legal Alert/Article
March 19, 2015, previously published on December 9, 2014
As we have discussed in a previous post, a successful compliance management system needs to include four components: (1) board and management oversight, (2) a written compliance program, (3) response to complaints, and (4) a compliance audit. Today, we review component three—the importance of...

 

HTMLFederal Law Friday: When Denying Credit (Adverse) Actions Speak Louder Than Words
Samuel D. Friedman; Sirote & Permutt, P.C.;
Legal Alert/Article
March 19, 2015, previously published on December 19, 2014
In our Federal Law Friday series, each week we review a different Federal law that should be covered by a finance company's policies, procedures and compliance management system. This week, we review the Adverse Action Rules.

 

HTMLAs GM Attempts to Hide Behind Bankruptcy Shield, Bellwether Trials are Set for January 2016
Jodi Westbrook Flowers; Motley Rice;
Legal Alert/Article
March 19, 2015, previously published on March 10, 2015
Despite GM’s initial claim that only 13 deaths were related to its defective ignition switch, the company’s Ignition Switch Compensation Fund has now approved settlements for 64 deaths and 108 serious injury claims. For more than a decade, the automaker knew that this ignition switch...

 

HTMLWhat's the CFPB Cooking for the Holidays?
Samuel D. Friedman; Sirote & Permutt, P.C.;
Legal Alert/Article
March 19, 2015, previously published on December 2, 2014
It truly is the most wonderful time of the year in the South. The air is crisp. The football is good. And, it seems like there is always something cooking. Washington is no different (other than maybe the good football part).

 

Adobe PDFJOBS Act - Increased Thresholds for Exchange Act Registration: SEC Proposes Rule Amendments to Implement JOBS Act Provisions That Increased Thresholds for Registration and Reporting Obligations
Robert Buckholz, Catherine M. Clarkin, Jay Clayton, Audra D. Cohen, H. Rodgin Cohen; Sullivan & Cromwell LLP;
Legal Alert/Article
March 18, 2015, previously published on December 23, 2014
On December 18, 2014, the SEC issued a release proposing amendments to various Exchange Act rules to reflect the new, higher thresholds for Exchange Act registration by all issuers, and for termination of registration and suspension of reporting by banks and bank holding companies, that were set...

 

HTMLBrazil’s CADE Executes Cooperation Agreement with IDB and World Bank
Eduardo Molan Gaban; Mayer Brown LLP;
Legal Alert/Article
March 18, 2015, previously published on March 17, 2015
The Administrative Council for Economic Defense (“CADE”) has recently executed a “Memorandum of Understanding” with the World Bank Group, as well as a “Covenant for Cooperation and Sharing of Information” with the Inter-American Development Bank...

 

HTMLHETA ASSET RESOLUTION AG: Austrian Financial Market Authority Imposes Temporary Debt Moratorium
Dr. Simon Grieser, Andreas Lange, Dr. Jochen Seitz, Dr. Jorg Wulfken; Mayer Brown LLP;
Legal Alert/Article
March 18, 2015, previously published on March 11, 2015
By an ordinance (Mandatsbescheid) issued on March 1, 2015, the Austrian Financial Market Authority (“FMA”) has initiated the resolution of HETA ASSET RESOLUTION AG (“HETA”). HETA is the “bad bank” that was established to assume and manage large parts of the...

 

HTMLVirtual Credit Card Payments
Patricia S. Hofstra; Duane Morris LLP;
Legal Alert/Article
March 18, 2015, previously published on February 6, 2015
On January 30, 2015, several healthcare organizations sent a group letter to CMS protesting the use of virtual credit cards by health plans to pay providers. In a virtual credit card payment (a nonstandard type of electronic funds transfer EFT), a health plan or its payment vendor issues single-use...

 

HTMLUnderstanding SwissLeaks: Considerations for Banks, Account Holders and Fiduciaries in Light of Possible Enforcement Action in India
Saionton Basu; Duane Morris;
Legal Alert/Article
March 18, 2015, previously published on March 13, 2015
Last month saw further disclosure of 1,195 account holders in HSBC Private Bank in Geneva, Switzerland, with Indian addresses. Whilst that by itself connotes no manner of wrongdoing, given the information now resides in the public domain, the following potential risks emerge for banks, account...

 

HTMLRecovery Framework for Central Counterparties Proposed by ISDA 
Carol E. Derk, Sienne Lam; Borden Ladner Gervais LLP;
Legal Alert/Article
March 13, 2015, previously published on February 5, 2015
Central counterparties (CCPs) are a fundamental part of global financial markets, facilitating most over-the-counter (OTC) derivatives transaction flow and risk positions. If a CCP shuts down, it may not be able to continue its important services without the help of resolution authorities or public...

 


View Page: Prev  1  2  3  4  5  6  7  8  9  10  Next  >>