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HTMLAustralia Announces Bankruptcy Changes-Moves Toward US Position
Philip Hoser; Jones Day;
Legal Alert/Article
December 30, 2015, previously published on December 2015
Although most western legal systems have recognised for some decades the public benefit in rehabilitating failed enterprises, some countries do it better than others. To some extent, this is because of differences in local legislation (sometimes small, but with far-reaching effects), which either...

 

HTMLContractual Recognition of Bail-In - Are You Ready? 
Assia Damianova, Nick Shiren; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
December 29, 2015, previously published on December 15, 2015
The aim of the EU Bank Recovery and Resolution Directive (the “BRRD”)1 is to establish a framework for the recovery and resolution of EU credit institutions and significant investment firms and to equip EU national authorities with harmonised powers and tools to tackle financial crises...

 

HTMLUK Banking Regulator Finalizes Rules Requiring Adherence to Contractual Stay
Cheryl I. Aaron, James M. Cain, Warren N. Davis, David T. McIndoe, Mark D. Sherrill; Sutherland Asbill & Brennan LLP;
Legal Alert/Article
November 25, 2015, previously published on November 24, 2015
On November 13, the Bank of England’s Prudential Regulation Authority (PRA) published a final policy statement titled “Contractual Stays in Financial Contracts Governed by Third-Country Law” (the PRA Policy Statement). These final rules create restrictions on contractual...

 

HTMLSEC Settles Charges Against Recidivist Violators of Advisers Act Custody Rule
Sutherland Asbill Brennan LLP;
Legal Alert/Article
November 23, 2015, previously published on November 20, 2015
Earlier this week, the SEC announced that it had agreed to settle charges against a private fund adviser, as well as its two owners and former chief compliance officer, relating to repeat violations of the Advisers Act Custody Rule. The settlement is notable for the substantial penalties imposed on...

 

HTMLLast Week's Budget Bill Drastically Changed the Audit Rules for Partnerships
Amanda Wilson, Joseph W. Zitzka; Lowndes, Drosdick, Doster, Kantor & Reed Professional Association;
Legal Alert/Article
November 20, 2015, previously published on November 9, 2015
Last week, President Obama signed into law the Bipartisan Budget Act of 2015. While there has been news coverage about the budget agreement, little attention has been paid to the fact that it dramatically changed the manner in which partnerships (including LLCs that are taxed as partnerships) are...

 

HTMLSanction Issued by Banking Regulator Enforcement Committee Overturned by State Council for Attempting to Shift the Burden of Proof
Philippe Goutay, Anselme Mialon; Jones Day;
Legal Alert/Article
November 13, 2015, previously published on November 2015
In a decision of October 14, 2015, the French Supreme Court overturned a EUR 2 million sanction issued by the Enforcement Committee of the French banking regulator ("ACPR") against a major bank for allegedly failing to comply with the right to open accounts, whereby an individual who had...

 

HTMLThe New York Department of Financial Services Releases Potential New Cybersecurity Rules
B. Scott Burton, Mark D. Herlach, Robert D. Owen, Robert J. Pile, Mark Thibodeaux; Sutherland Asbill & Brennan LLP;
Legal Alert/Article
November 13, 2015, previously published on November 13, 2015
On November 9, Anthony Albanese, Acting Superintendent of the New York Department of Financial Services (the NYDFS), sent a letter to the 18 members of the Financial and Banking Information Infrastructure Committee (the FBIIC) that outlines key regulatory proposals that NYDFS is considering as new...

 

HTMLAmendments to Ontario PPSA Location of Debtor Rules
James Mathers; Borden Ladner Gervais LLP;
Legal Alert/Article
November 10, 2015, previously published on November 5, 2015
The Ontario government has recently proclaimed 31 December 2015 as the effective date for amendments to the Personal Property Security Act (PPSA) of Ontario that affect the definition of the location of a debtor.1 The location of the debtor is important under the PPSA for determining the...

 

HTMLUK Senior Managers Regime to Extend to All FSMA-Authorised Firms
John Ahern, Christopher Dearie, Kristen DiLemmo; Jones Day;
Legal Alert/Article
November 5, 2015, previously published on October 2015
On 15 October 2015, HM Treasury published a policy paper confirming that the Senior Managers Regime ("SMR") will extend to capture all Financial Services and Markets Act ("FSMA")-authorised firms in the UK—including interdealer brokers, hedge funds and asset...

 

HTMLMargin Requirements for Non-Centrally Cleared Derivatives
Arthur Nahas, Stephen J. Redican; Borden Ladner Gervais LLP;
Legal Alert/Article
November 4, 2015, previously published on October 27, 2015
On October 19, 2015, the Office of the Superintendent of Financial Institutions (OSFI) published for public consultation a draft of Guideline E-22 — Margin Requirements for Non-Centrally Cleared Derivatives. The purpose of the draft Guideline is to provide clear and comprehensive guidance to...

 


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