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Adobe PDFSubscription Credit Facilities and the Volcker Rule
Timothy R. Hicks, Michael C. Mascia, Wesley A. Misson; Mayer Brown LLP;
Legal Alert/Article
August 13, 2014, previously published on Summer 2014
On December 10, 2013, the federal financial agencies approved joint final regulations (the “Final Regulation”) implementing section 619 of the Dodd-Frank Act, commonly referred to as the Volcker Rule. Section 619 added a new section 13 to the Bank Holding Company Act of 1956, which...

 

HTMLParticipating Banks - Don't Skip the Due Diligence
Ann Marie Mehlert; Lerch Early Brewer Chartered;
Legal Alert/Article
August 12, 2014, previously published on August 7, 2014
When deciding whether to participate in a loan, a bank should perform its own due diligence for the loan and not rely solely on representations from the lead or selling bank.

 

HTMLDefault of Mortgage Loans Due to Death of a Borrower or Guarantor
Kohrman Jackson Krantz PLL;
Legal Alert/Article
August 12, 2014, previously published on August 11, 2014
While most people prefer not to think about it, the death of a borrower or guarantor on a mortgage loan has been known to occur and there can be significant consequences to the loan.

 

HTMLFINRA Prohibits Conditioned Settlements
Katharine F. Musso; Jones Walker LLP;
Legal Alert/Article
August 12, 2014, previously published on August 7, 2014
On July 30, 2014, the Financial Industry Regulatory Authority ("FINRA") adopted a new rule which prohibits brokers from conditioning settlement of a customer dispute on the customer's agreement to prevent the dispute from being made public. New FINRA Rule 2081, entitled "Prohibited...

 

HTMLAnti-Money Laundering Customer Due Diligence
K. Michael Carlton, Barry N. Hurwitz, Andrew B. Kales, W. John McGuire, Carl A. Valenstein; Bingham McCutchen LLP;
Legal Alert/Article
August 11, 2014, previously published on August 8, 2014
On July 30, 2014, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) issued proposed regulations seeking to clarify and strengthen the customer due diligence obligations of certain types of financial institutions aimed at preventing money laundering in the...

 

HTMLRussia/Ukraine Economic Sanctions Update: Canada Expands Sanctions List against Russian and Ukrainian Individuals and Entities
John W. Boscariol, Robert A. Glasgow, Brandon Mattalo; McCarthy Tétrault LLP;
Legal Alert/Article
August 11, 2014, previously published on August 7, 2014
On August 6, 2014, the continued turmoil in eastern Ukraine caused the Government of Canada to expand its economic sanctions against Russia and Ukraine by adding entities and individuals to its lists of “designated persons”.

 

HTMLDepartment of Finance Releases Proposal for Canadian Bail-In Regime
Ana Badour, Frédéric Cotnoir, Barry J. Ryan; McCarthy Tétrault LLP;
Legal Alert/Article
August 11, 2014, previously published on August 5, 2014
On August 1, 2014, the Department of Finance issued for comment the Taxpayer Protection and Bank Recapitalization Regime: Consultation Paper. The Consultation Paper outlines the proposed bail-in regime applicable to Canada’s domestic systemically important banks (D-SIBs),[1] as a follow-up to...

 

HTMLSAFE Circular 36: Liberalising Capital Account Settlement for FIEs
Frank L. Qi, Betty F. K. Tam; Johnson Stokes & Master Mayer Brown JSM;
Legal Alert/Article
August 8, 2014, previously published on August 5, 2014
On 15 July 2014, the State Administration of Foreign Exchange (SAFE) issued the Circular of the SAFE on Relevant Issues Concerning the Pilot Reform in Certain Areas of the Administrative Method of the Conversion of Foreign Exchange Funds by Foreign-invested Enterprises (“Circular 36”),...

 

Adobe PDFICLG Alternative Investment Funds 2014
Christine Hakim, Freddy Karyadi; Ali Budiardjo, Nugroho, Reksodiputro (ABNR);
Legal Alert/Article
August 7, 2014, previously published by Global Legal Group Ltd, London (This article appeared in the 2014 edition of The International Comparative Legal Guide to: Alternative Investment Funds) on July 2014
This article appeared in the 2014 edition of The International Comparative Legal Guide to: International Arbitration;

 

Adobe PDFNew York State Department of Financial Services Proposes a “BitLicense” Regulatory Framework for Virtual Currency Businesses
Matthew Bisanz, Alex C. Lakatos, Jeffrey P. Taft; Mayer Brown LLP;
Legal Alert/Article
August 7, 2014, previously published on August 6, 2014
The New York State Department of Financial Services (the “NYSDFS”) has released a proposed regulatory framework (the “Proposed Rules”) for New York virtual currency businesses. The Proposed Rules build upon the NYSDFS’ prior activities in the virtual currency space....

 


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