Follow-up FAQs Regarding Customer Asset Protection in a Broker-Dealer Bankruptcy

by Kathy H. Rocklen View Biography
Edward A. Kwalwasser View Biography
John R. Braatz View Biography
Rachel S. Lerner View Biography
Benjamin Catalano
Proskauer Rose LLP View Firm Credentials
New York Office

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May 8, 2008

Previously published on April 2008

We received a number of inquiries in response to our recent FAQs on broker-dealer bankruptcies.

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The views expressed in this article are solely the views of the author and not Martindale-Hubbell. This article is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance.

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Follow-up FAQs Regarding Customer Asset Protection in a Broker-Dealer Bankruptcy

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