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SEC Issues Guidance Regarding Research Analysts and Underwriters Under the JOBS Act



byStuart H. Gelfond
Fried, Frank, Harris, Shriver & Jacobson LLP - New York Office

Michael A. Levitt
Fried, Frank, Harris, Shriver & Jacobson LLP - New York Office

Vasiliki B. Tsaganos
Fried, Frank, Harris, Shriver & Jacobson LLP - Washington Office

August 31, 2012

Previously published on August 29, 2012

On August 22, 2012, the SEC staff issued Frequently Asked Questions to provide guidance on certain provisions of the Jumpstart Our Business Startups Act ("JOBS Act") which affect research analysts and underwriters.


 

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Stuart H. Gelfond
Michael A. Levitt
Vasiliki B. Tsaganos
 
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