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CFTC Issues No-Action Relief and Interpretive Guidance Related to SEFs



by James M. Cain
Sutherland Asbill & Brennan LLP - Washington Office

Jacob Dweck
Sutherland Asbill & Brennan LLP - Houston Office

Daphne G. Frydman
Sutherland Asbill & Brennan LLP - Washington Office

Catherine M. Krupka
Sutherland Asbill & Brennan LLP - Washington Office

David T. McIndoe
Sutherland Asbill & Brennan LLP - Washington Office

October 3, 2013

Previously published on October 2, 2013

As the date for compliance with swap execution facility (SEF) registration requirements approached, the Commodity Futures Trading Commission (the CFTC or Commission) issued a number of no-action letters and interpretive guidance regarding the obligations of market participants, intermediaries, exchanges and clearing organizations with respect to swaps that will be traded on SEFs.


 

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