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HTMLWhether a foreign futures proprietary merchant can engage in one-on-one futures block trading in Taiwan
Jonathan Chao; Lee Tsai Partners Attorneys-at-Law;
Legal Form
April 20, 2015, previously published by Beginning with December 2, 2013, a "negotiated block trade", which is a commonly adopted mechanism by international exchanges, has been added to the futures block trading system in Taiwan in addition to the existing “continuous matching” block trading in order to fall in line with international practices.  Operators who have been locally licensed futures proprietary merchants in foreign countries may also engage in negotiated block trade for one-on-one futures block trading in Taiwan.  However, a specific application procedure should be followed and limitations under relevant laws and regulations should be complied.  The statutory procedure and relevant requirements that should be followed by foreign futures proprietary merchants seeking to engage in negotiated block trade in Taiwan are discussed below. on March 25, 2015
Beginning with December 2, 2013, a "negotiated block trade", which is a commonly adopted mechanism by international exchanges, has been added to the futures block trading system in Taiwan in addition to the existing "continuous matching" block trading in order to fall in line...

 

HTMLSupreme Court of GA Affirms Denial of Bond Issue for Lake Oconee Academy
Ryan L. Pratt, Blake C. Sharpton; Butler Snow LLP;
Legal Alert/Article
April 14, 2015, previously published on March 19, 2015
In a 6-to-1 decision, the Supreme Court of Georgia upheld a Greene County Superior Court ruling denying the validation of revenue bonds to build additional facilities for Lake Oconee Academy (the “Academy”) in Greene County (the “County”). The Greene County Development...

 

HTMLThe CFPB Sues Debt Collectors, Their Payment Processors and Their Calling Center
Sutherland Asbill Brennan LLP;
Legal Alert/Article
April 14, 2015, previously published on April 10, 2015
On March 26, 2015, the CFPB filed a lawsuit in the United States District Court for the Northern District of Georgia against several debt collectors and their principals, companies that processed the payments for the debt collectors and a company that made pre-recorded telephone calls to consumers...

 

HTMLFINRA and U4 Reporting: Do You Have A Target On Your Back?
Emily P. Gordy, Renee Kramer; Shulman, Rogers, Gandal, Pordy & Ecker, P.A.;
Legal Alert/Article
April 14, 2015, previously published on April 2, 2015
FINRA member firms will soon face obligations set forth in FINRA Rule 3110(e), which takes effect on July 1, 2015 and requires that firms verify the accuracy and completeness of the information contained in an applicant's Form U4. The amended rule also requires that firms adopt written procedures...

 

HTMLNew Reporting Requirements for Russian Resident Individuals’ Foreign Accounts Make 2015 A Critical Year
John Stansfield, Andrei Strijak, Timothy Stubbs; Dentons Canada LLP;
Legal Alert/Article
April 13, 2015, previously published on March 18, 2015
In 2014 Russian lawmakers amended RF Law No. 173-FZ (the 'CCL') by adoption of RF Law No. 218-FZ ('Law 218-FZ'). Amongst other changes, Law 218-FZ removed the exemption from reporting for Russian resident individuals (‘RRIs’) regarding their foreign bank accounts, including deposits...

 

HTMLNASAA M&A Broker Model Rule
Eric A. Arnold, Clifford E. Kirsch, Michael B. Koffler, Susan S. Krawczyk, Yasho Lahiri; Sutherland Asbill & Brennan LLP;
Legal Alert/Article
April 10, 2015, previously published on April 10, 2015
On January 15, 2015, the Broker-Dealer Section of the North American Securities Administrators Association (NASAA) requested comments on a proposed uniform state model rule (the Model Rule) regarding the exemption of certain merger and acquisition brokers (M&A Brokers) from state registration...

 

HTMLSBA Partners with NCUA and Credit Unions to Expand Access to Loans
Scott A. Chernich, Steven L. Owen; Foster, Swift, Collins & Smith, P.C.;
Legal Alert/Article
April 9, 2015, previously published on March 25, 2015
Credit union members will soon have greater access to capital to start or expand a small business thanks to a joint initiative of the U.S. Small Business Administration ("SBA") and the National Credit Union Administration ("NCUA").

 

HTMLUK Finance Act 2015 -- Royal Assent Received
Duane Morris LLP;
Legal Alert/Article
April 2, 2015, previously published on March 30, 2015
Following the draft clauses of December 2014, a final version of the UK Finance Bill 2015 was published on 24 March 2015. Since there is a general election in the UK this May, the Bill received Royal Assent on 26 March to become the Finance Act 2015. A further finance bill is likely after the...

 

HTMLUSDA Awards $31 MM in Loans and Grants to Support Rural Economic Development
Sutherland Asbill Brennan LLP;
Legal Alert/Article
April 1, 2015, previously published on March 31, 2015
The Rural Economic Development Loan and Grant Program of the United States Department of Agriculture (USDA) announced the award of $31 million in loans and grants for 38 projects in 12 states to promote rural economic development. These revolving zero-interest loans provide funds to local...

 

Adobe PDFU.S. Economic Sanctions: United States Eases Elements of Cuban Embargo; New Regulations Issued by U.S. Treasury and Commerce Departments Implement Cuban Policy Changes Announced in December
H. Rodgin Cohen, Elizabeth T. Davy, Mitchell S. Eitel, Jared M. Fishman, William I. Friedman; Sullivan & Cromwell LLP;
Legal Alert/Article
March 27, 2015, previously published on January 26, 2015
Effective January 16, 2015, the United States Department of Treasury’s Office of Foreign Assets Control (“OFAC”) and the United States Department of Commerce’s Bureau of Industry and Security (“BIS”) issued regulations revising the Cuban Assets Control...

 


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