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HTMLOne Step Closer To a New Advertising Rule: FINRA Revises Proposed Rule, SEC Announces Proceedings on Whether To Approve
W. Hardy Callcott, Roger P. Joseph, Edwin E. Smith, Neal E. Sullivan, David A. Thompson, Paul M. Tyrrell, Michael R. Weissmann; Bingham McCutchen LLP;
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November 18, 2011, previously published on November 15, 2011
The long path to a new Financial Industry Regulatory Authority (FINRA) rule governing communications with the public moved haltingly closer to completion on Oct. 31, 2011, when FINRA filed with the Securities and Exchange Commission (SEC) a response to public comments it had received on the...

 


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