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HTMLDodd-Frank Final Derivatives Product Definition Rules
Cole Beaubouef, Matthew A. Magidson, Joanna Miller-Suna, Scott H. Moss, Beth L. Williams; Lowenstein Sandler PC;
Legal Alert/Article
August 3, 2012, previously published on July 2012
On July 18, 2012, the Commodity Futures Trading Commission (“CFTC”) and Securities and Exchange Commission (“SEC”) jointly released final derivatives product definition rules (the “Derivatives Rules”). Through the Derivatives Rules, the CFTC and SEC (together,...

 

HTMLDodd-Frank Act Rulemaking — SEC and CFTC Release Joint Final Rules Relating to Form PF
Cole Beaubouef, George Danenhauer, Scott H. Moss; Lowenstein Sandler PC;
Legal Alert/Article
November 14, 2011, previously published on November 2011
On October 31, 2011, the Securities and Exchange Commission (the “SEC”) and the Commodity Futures Trading Commission (the “CFTC”) jointly released final rules implementing Sections 404 and 406 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which authorize...

 

HTMLDodd-Frank Act Rulemaking: SEC Approves Final Version of Form PF
Cole Beaubouef, George Danenhauer, Scott H. Moss; Lowenstein Sandler PC;
Legal Alert/Article
November 14, 2011, previously published on October 2011
On October 26, 2011, the Securities and Exchange Commission (the “SEC”) adopted a final version of Form PF and related rules implementing such form at an open meeting. Form PF implements Sections 404 and 406 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010...

 


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