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First Conflict Minerals Filings Still Due June 2, 2014
Duncan A. W. Abate
David S. Bakst
Harry R. Beaudry
John P. Berkery
Edward S. Best
Mayer Brown JSM
May 12, 2014
, previously published on May 6, 2014
On April 29, 2014, Keith Higgins, the director of the Division of Corporation Finance for the US Securities and Exchange Commission (the Division), issued a statement confirming that “the Division expects companies to file any reports required under Rule 13p-1 on or before” June 2,...
No-Action Relief Granted With Regard To Certain Foreign Issuer Preliminary Proxy Filing Requirements
David S. Bakst, Harry R. Beaudry, John P. Berkery, Edward S. Best, Laura D. Richman; Mayer Brown LLP;
April 11, 2014
, previously published on April 9, 2014
The staff (“Staff”) of the US Securities and Exchange Commission (the “SEC”) has provided no-action relief to certain foreign issuers that are subject to the SEC’s proxy rules. The relief allows these issuers to avoid filing preliminary proxy statements with the SEC...
Conflict Minerals Disclosures: Time for Final Preparations
David S. Bakst, Harry R. Beaudry, John P. Berkery, Edward S. Best, Bernd Bohr; Mayer Brown LLP;
March 25, 2014
, previously published on March 24, 2014
The filing deadline is drawing near for the first conflict minerals disclosures required by the Dodd-Frank Wall Street Reform and Consumer Protection Act and the conflict minerals rule adopted by the US Securities and Exchange Commission (SEC). SEC reporting companies, regardless of their fiscal...
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