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HTMLFINRA Amends Rules to Provide That Whistleblower Disputes are No Longer Subject to Mandatory Arbitration
David C. Boch, W. Hardy Callcott, Jason S. Pinney; Bingham McCutchen LLP;
Legal Alert/Article
May 24, 2012, previously published on May 22, 2012
The Financial Industry Regulatory Authority (“FINRA”) is amending Rules 13201 and 2263 to provide that whistleblower disputes are no longer subject to mandatory arbitration. This change aligns the rules with the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act...

 


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