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Show: results per page Sort by:  | Regulation FD and Social Media: Practical Lessons From the SEC’s Netflix Release
Stuart H. Gelfond, Karl A. Groskaufmanis, David B. Hardison, Valerie Ford Jacob; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article April 11, 2013, previously published on April 8, 2013 In an April 2 release, the Securities and Exchange Commission moved its Regulation Fair Disclosure (“Reg. FD”) guidance into a new era. For public companies, many of the “old” messages and challenges remain.
| | SEC Issues Initial Guidance on Obligation to Disclose Certain Activities Associated with Iran
Joshua Thomas Coleman, Stuart H. Gelfond, Dixie L. Johnson, Mario Mancuso; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article December 15, 2012, previously published on December 11, 2012 On December 4, 2012, the Staff of the Division of Corporation Finance of the Securities and Exchange Commission (the “SEC”) published Compliance and Disclosure Interpretations (“Iran Disclosure Guidance”) on the new disclosure obligations imposed on reporting issuers by...
| | SEC Adopts Rules Implementing Disclosure Requirements Relating to Payments by Resource Extraction Issuers: Practical Steps for Complying with These Requirements
Stuart H. Gelfond, Brian M. Lewis, Mario Mancuso; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article October 22, 2012, previously published on October 18, 2012 The Securities and Exchange Commission (the "SEC") recently adopted rules implementing the disclosure of payments by issuers to foreign governments or the U.S. federal government for the purpose of the commercial development of oil, natural gas or minerals required by Section 1504 of the...
| | SEC Issues Guidance Regarding the Application of the JOBS Act on Exchange Offers and Mergers and Other Aspects of General Application
Joshua Thomas Coleman, Stuart H. Gelfond, John E. Sorkin, Vasiliki B. Tsaganos; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article October 11, 2012, previously published on October 11, 2012 On September 28, 2012, the Staff of the Division of Corporation Finance of the Securities and Exchange Commission (the "SEC") issued Frequently Asked Questions ("FAQs") to provide guidance on the application of the Jumpstart Our Business Startups Act (the "JOBS Act")...
| | Conflict Minerals Disclosure Adopted by SEC (Practical Steps for Compliance)
Stuart H. Gelfond, Brian M. Lewis, Mario Mancuso; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article October 1, 2012, previously published on September 25, 2012 Recently, the Securities and Exchange Commission (the “SEC”) adopted final rules implementing the “conflict minerals” disclosure requirements in Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). Section 1502 of...
| | SEC Proposal Would Allow General Solicitation in Regulation D (Rule 506) and Rule 144A Offerings
Jonathan S. Adler, Stuart H. Gelfond, Valerie Ford Jacob, Michael A. Levitt, Stacey Song; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article September 4, 2012, previously published on August 31, 2012 On August 29, 2012, the Securities & Exchange Commission (the "SEC"), by a vote of 4-1, approved proposed rules to implement Section 201(a) of the Jumpstart Our Business Startups Act (the "JOBS Act") which would permit general solicitation or general advertising in offerings...
| | SEC Issues Guidance Regarding Research Analysts and Underwriters Under the JOBS Act
Stuart H. Gelfond, Michael A. Levitt, Vasiliki B. Tsaganos; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article August 31, 2012, previously published on August 29, 2012 On August 22, 2012, the SEC staff issued Frequently Asked Questions to provide guidance on certain provisions of the Jumpstart Our Business Startups Act ("JOBS Act") which affect research analysts and underwriters.
| | SEC Revises Policy on Non-Public Review of Foreign Private Issuer Filings
Stuart H. Gelfond, Fredrik Skribeland, Vasiliki B. Tsaganos; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article June 21, 2012, previously published on June 18, 2012 The Division of Corporation Finance of the Securities and Exchange Commission (SEC) recently announced further changes to its policy relating to non-public review of registration statements of foreign issuers. This latest revision follows amendments made in December 2011 to the SEC Staff's...
| | US$500 and a Click: Investing the “Crowdfunding” Way
Anthony D. Foti, Stuart H. Gelfond; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article June 19, 2012, previously published on June 12, 2012 The recently enacted Jumpstart Our Business Startups (JOBS) Act was intended to make raising equity capital easier, particularly for smaller startup companies. A key provision of the JOBS Act relates to “crowdfunding,” which amends the securities laws to add a new registration exemption...
| | NYSE Further Limits Broker Discretionary Voting on Corporate Governance Proposals for the 2012 Proxy Season
Eugene A. Drozdetski, Stuart H. Gelfond, Vasiliki B. Tsaganos; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article February 20, 2012, previously published on February 16, 2012 On January 25, 2012, the NYSE announced that for certain types of corporate governance proposals it would no longer permit broker discretionary voting. This is another in a series of amendments aimed at limiting broker discretionary voting. In 2009 and 2010 the NYSE eliminated broker discretionary...
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