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|Federal Bank Regulators Issue FAQs in Alignment With Dodd-Frank Reform Act Section 342(b)(2)(C)|
Michelle P. Wimes; Ogletree Deakins Nash Smoak Stewart P.C.;
August 24, 2016, previously published on August 11, 2016On August 2, 2016, the Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation, the Office of the Comptroller of the Currency made available a five-page Frequently Asked Questions (FAQs) document to accompany an interagency policy statement issued by these agencies...
|The Billion Dollar Industry in Need of a Bank|
Monica Kim; Heyl, Royster, Voelker & Allen Professional Corporation;
August 23, 2016, previously published on Summer 2016As of March, 2016, cannabis is legally sold in 23 states and the District of Columbia, either for recreational or medical use. Illinois became one of these states in 2013, when the Compassionate Use of Medical Cannabis Pilot Program Act, 410 ILCS 130/1 et seq, (CUA) was signed into law. The CUA...
|The CFPB Outlines Its Proposals for the First-Ever Rules that would Implement the Fair Debt Collection Practices Act|
Brett M. Kitt; Greenberg Traurig, LLP;
August 23, 2016, previously published on August 12, 2016On July 28, 2016, after an extended gestation period, the Consumer Financial Protection Bureau (CFPB) at long-last published its outline of proposals (the Outline) for the first ever federal regulations that would implement the Fair Debt Collection Practices Act of 1977, 15 U.S.C. §§...
|Federal Financial Institutions Legislative and Regulatory Reporter|
Jeffrey S. Graham; Borden Ladner Gervais LLP;
August 17, 2016, previously published on June 2016The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial institutions. It does not address Canadian provincial financial services legislative and regulatory developments, although this information is tracked by...
|The Alternative Investment Fund Managers Directive: Update for Non-EU Managers of Non-EU Funds|
John C. Ahern, Michael R. Butowsky, Christopher (Chris) Dearie, Kristen DiLemmo; Jones Day;
August 16, 2016, previously published on August 2016This Commentary sets out the key features of the European Directive on Alternative Investment Fund Managers ("AIFMD") as they apply to non-EU fund managers ("AIFMs") managing non-EU alternative investment funds ("AIFs"). It is a supplement to our January 2014 White...
|The Alternative Investment Fund Managers Directive - 2016 Update|
John C. Ahern, Christopher (Chris) Dearie, Kristen DiLemmo, John MacGarty; Jones Day;
August 16, 2016, previously published on August 2016This White Paper sets out the key features of the European Directive on Alternative Investment Fund Managers (“AIFMD”) and considers its impact on the fund managers (“AIFMs”) that fall within its scope. It is a supplement to our January 2014 White Paper and reflects on...
|Mississippi Amends and Reenacts S.A.F.E. Mortgage Act|
C. Phillip Buffington, Elena A. Lovoy; Adams and Reese LLP;
August 11, 2016, previously published on June 28, 2016Mississippi’s S.A.F.E. Mortgage Act (“SAFE Act”) was scheduled to be repealed on July 1, 2016. On April 6, 2016, Governor Bryant approved Senate Bill 2504 (“S.B. 2504”), which reenacts the SAFE Act and makes a number of substantive changes to the requirements under the...
|Increased Net Worth Threshold for Certain Clients and Investors to be Charged Performance Fees by U.S. Registered Investment Advisers|
Michael R. Butowsky, Emily O. Harris; Jones Day;
August 10, 2016, previously published on August 2016The U.S. Investment Advisers Act of 1940 ("Advisers Act") prohibits an investment adviser registered with the U.S. Securities and Exchange Commission ("SEC") from entering into, extending, renewing, or performing an investment advisory contract that provides for compensation to...
|The Jobs Act - Final Rules Finally - Three Key Takeaways|
Peter E. Reinert, Adama Remillard; Lowndes, Drosdick, Doster, Kantor & Reed Professional Association;
August 10, 2016, previously published on July 20, 2016The JOBS Act has finally been laid to rest, and the much anticipated final rules-by all accounts-delivered. As the dust settles, issuers and investors should make note of three key takeaways:
|10th Cir. Ruling Extends Application of CO's Unreasonable Delay/Denial Statute to Underwriting|
Lisa F. Mickley, Stephanie A. Montague; Hall & Evans, LLC;
August 10, 2016, previously published on July 6, 2016The Tenth Circuit’s July 5, 2016 ruling in The Home Loan Investment Company v. The St. Paul Mercury Insurance Company significantly expands the application of Colorado’s Unreasonable Delay or Denial Statute, holding that the statute is not limited to claims handling, but also applies to...