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HTMLFinancial Stability Board Seeking Comment on Resolution Planning For Systemically Important Insurers By December 15, 2014
Colodny Fass Talenfeld Karlinsky Abate Webb P.A.;
Legal Alert/Article
October 30, 2014, previously published on October 21, 2014
The Financial Stability Board ("FSB") issued an October 16, 2014 call for public comment on a proposal entitled "Recovery and Resolution Planning for Systemically Important Insurers - Guidance on Identification of Critical Functions and Critical Shared Services."

 

HTMLProposed FINRA Rule 2231 Governing Customer Account Statements
Mignon Lunsford; Burr & Forman LLP;
Legal Alert/Article
October 28, 2014, previously published on October 15, 2014
Through its recent Regulatory Notice 14-35, the Financial Industry Regulatory Authority (“FINRA”) announced and sought comments on its proposed new Rule, FINRA Rule 2231, governing the frequency and availability of customer account statements. This was the third solicitation for...

 

HTMLComments on Financial Stability Board Proposal For Cooperation, Information-Sharing With Non-Crisis Management Group Host Authorities Due December 1, 2014
Colodny Fass Talenfeld Karlinsky Abate Webb P.A.;
Legal Alert/Article
October 28, 2014, previously published on October 21, 2014
On October 17, 2014, the Financial Stability Board ("FSB") issued draft guidance for public comment on cooperation and information-sharing with host authorities of jurisdictions not represented on crisis management groups ("CMGs") where a global systemically important financial...

 

HTMLOctober 2014 Update on Federal Budget Sequestration Affecting Build America Bonds and Other Direct Pay Bonds
Joe E. Forrester, Christie Lombard Martin, Antonio D. Martini; Edwards Wildman Palmer LLP;
Legal Alert/Article
October 23, 2014, previously published on October 2014
As described in previous client advisories, direct pay bond subsidy payments are subject to sequestration through fiscal year 2024 unless Congress takes action to modify or eliminate the sequester. In a release issued on October 16, 2014, the Internal Revenue Service confirmed that the...

 

HTMLCalifornia Attorney General Clarifies Oversight Board Member Compensation Rules
Amit Palta; Best Best Krieger LLP;
Legal Alert/Article
October 23, 2014, previously published on October 21, 2014
Local entities making appointments to oversight boards are prohibited from compensating the appointee, or reimbursing expenses incurred as a result of the service on the oversight board, the California Attorney General confirmed in an opinion issued last week. However, if the appointee is an...

 

HTMLRecent CFPB Auto Finance Fair Lending Guidance
Christopher R. Rahl; Gordon Feinblatt LLC;
Legal Alert/Article
October 17, 2014, previously published on October 7, 2014
The CFPB recently released their Summer 2014 issue of “Supervisory Highlights.” The publication addresses the CFPB’s fair lending supervisory activity in connection with indirect auto financing. It also provides insight into the CFPB’s views concerning acceptable methods for...

 

HTMLUS Department of Justice Brings Its First Criminal Prosecution for Spoofing of Commodities Markets
Matthew Bisanz, Marcus A. Christian, Mark G. Hanchet, Alex C. Lakatos, Richard M. Rosenfeld; Mayer Brown LLP;
Legal Alert/Article
October 17, 2014, previously published on October 14, 2014
A Chicago federal grand jury has indicted Michael Coscia, formerly a registered floor trader and sole owner of Panther Energy Trading LLC, for allegedly violating the anti-spoofing provision of the Commodity Exchange Act (“CEA”) and committing commodities fraud. The prosecution is the...

 

HTMLEffective October 6, 2014, Delivery Settlement Cycle of Securities Traded on Euronext Paris and Alternext Paris Will Be Shortened from Three to Two Trading Days
Philippe Goutay, Anselme Mialon; Jones Day;
Legal Alert/Article
October 16, 2014, previously published on October 2014
Effective October 6, 2014, the delivery settlement cycle of securities traded on French-regulated market Euronext Paris and French-organized market Alternext Paris will be shortened from three to two trading days. This move anticipates the EU Regulation on Central Securities Depositories adopted on...

 

HTMLCFPB Releases New Mortgage Servicing Bulletin
Robert Lieber; Weltman, Weinberg & Reis Co., L.P.A.;
Legal Alert/Article
October 10, 2014, previously published on September 26, 2014
The Consumer Financial Protection Bureau (CFPB) has issued a new compliance bulletin that addresses new mortgage servicing rules as well as examiner expectations.

 

HTMLOSFI Issues Revised Capital Requirements for Property and Casualty Insurers
Ana Badour, Nancy J. Carroll, Frédéric Cotnoir, Barry J. Ryan; McCarthy Tétrault LLP;
Legal Alert/Article
October 9, 2014, previously published on October 7, 2014
On September 24, 2014, the Office of the Superintendent of Financial Institutions (OSFI) issued the revised Minimum Capital Test Guideline (Guideline) setting forth more robust risk-based capital requirements applicable to federally regulated property and casualty insurance companies (P&C Insurers)...

 


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