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HTMLUpdate on the OCC Fintech Charter: The Current Lay of the Land
Brian Barrett, Kristin Ward Cleare, B. Knox Dobbins, Robert J. Pile; Eversheds Sutherland (US) LLP;
Legal Alert/Article
February 22, 2017, previously published on February 22, 2017
The Office of the Comptroller of the Currency (OCC) is considering allowing financial technology (fintech) companies to be chartered as special-purpose national banks. Although the planning is still at a preliminary stage, the OCC’s December 2, 2016 white paper makes clear that chartered...

 

HTMLDual Insurance for Driverless Cars?
Gregory S. Amoroso, Brian L. Rubin, Sarah Razaq Sallis; Eversheds Sutherland (US) LLP;
Legal Alert/Article
February 10, 2017, previously published on February 3, 2017
As the football season was winding down, on January 4, 2017, the Financial Industry Regulatory Authority (FINRA) published its 2017 Annual Regulatory and Examination Priorities Letter. According to FINRA President and CEO, Robert Cook, this year’s 11-page letter focuses on “core...

 

HTML“More And More States Are Targeting Payroll Debit Cards,” Law360
Goldberg Segalla LLP;
Legal Alert/Article
February 7, 2017, previously published on January 23, 2017
“It has become increasingly prevalent for employers to pay their employees with payroll debit cards as an alternative to checks, direct deposit and other methods due to the benefits to both employers and employees,” writes Caroline J. Berdzik, Chair of Goldberg Segalla’s Health...

 

HTMLFINRA is Ready to Focus on 'Blocking and Tackling'
Gregory S. Amoroso, Brian L. Rubin, Sarah Razaq Sallis; Eversheds Sutherland (US) LLP;
Legal Alert/Article
February 7, 2017, previously published on February 3, 2017
As the football season was winding down, on January 4, 2017, the Financial Industry Regulatory Authority (FINRA) published its 2017 Annual Regulatory and Examination Priorities Letter. According to FINRA President and CEO, Robert Cook, this year’s 11-page letter focuses on “core...

 

HTMLFINRA's 2017 Annual  Regulatory and Examination Priorities
William B. Mack, Terry R. Weiss; Greenberg Traurig, LLP;
Legal Alert/Article
February 1, 2017, previously published on January 12, 2017
On Jan. 4, 2017, FINRA released its 12th annual Regulatory and Examination Priorities Letter in which it identifies its areas of examination focus for 2017, recurring challenges faced by firms, and possible risks impacting the financial sector. FINRA’s 2017 exam priorities do not appear to be...

 

Adobe PDFFINRA Is Ready to Lace-up and Focus on “Blocking and Tackling”: FINRA’s 2017 Priorities and Related Enforcement Actions
Peter J. Anderson, Eric A. Arnold, Bruce M. Bettigole, Patricia A. Gorham, Olga Greenberg, Clifford E. Kirsch, Michael B. Koffler, Susan S. Krawczyk, Neil S. Lang, S. Lawrence Polk, Brian L. Rubin, Amelia Toy Rudolph, Sarah Razaq Sallis, Holly H. Smith, W. Scott Sorrels, John H. Walsh; Sutherland Asbill & Brennan LLP;
Legal Alert/Article
January 30, 2017, previously published on January 30, 2017
As the football season was winding down, on January 4, 2017, the Financial Industry Regulatory Authority (FINRA) published its 2017 Annual Regulatory and Examination Priorities Letter.1 According to FINRA President and CEO, Robert Cook, this year’s 11-page letter focuses on “core...

 

HTMLThe FINRA WORM Turns
Cynthia J. Larose; Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.;
Legal Alert/Article
January 27, 2017, previously published on January 6, 2017
It’s a new year, and time for the Financial Industry Regulatory Authority (FINRA)’s annual Regulatory and Examination Priorities Letter (the “2017 Letter”) We remind regulated entities of this list of examination priorities every year, because cybersecurity appears high on...

 

HTMLIs Your Website ADA Compliant?
Alexander P. Fuchs, Lewis S. Wiener; Sutherland Asbill & Brennan LLP;
Legal Alert/Article
January 24, 2017, previously published on January 20, 2017
Compliance with the Americans with Disabilities Act (ADA) is not a novel concept for the restaurant industry. Since the ADA’s enactment, restaurants have grappled with ways to ensure that they are accessible to individuals with disabilities. The steady shift in our economy from physical...

 

HTMLDisclosure of Confidential Information within the Cayman Islands¿ Financial Services Industry - A Changing Landscape.
Stuarts Walker Hersant Humphries;
Legal Alert/Article
January 18, 2017, previously published by Previously published on Stuarts Walker Hersant Humphries' website.
The Government published The Confidential Information Disclosure Bill on 11 May 2016 which will come into force by September 2016. In doing so, it will repeal and replace The Confidential Relationship (Preservation) Law (2015 Revision) (“CRPL”) which some might say has been unfairly...

 

HTMLMAS Regulatory Sandbox Guidelines for FinTech
Ramiro Rodriguez, Suilyn Yip; Selvam & Partners Limited;
Legal Alert/Article
January 17, 2017, previously published on December 1, 2016
Financial technology (“FinTech”) refers to the usage of new technologies, which include new applications, processes, products or business models, in the provision of financial services. According to an Accenture report, FinTech investment in Asia-Pacific more than quadrupled in 2015 to...

 


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