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HTMLFiling EB-5 Exemplar Petitions Before September 30, 2015: Strategic Considerations
Mintz Levin Cohn Ferris Glovsky Popeo P.C.;
Legal Alert/Article
July 31, 2015, previously published on July 24, 2015
Change is on the EB-5 horizon. With the Regional Center Program nearing its expiration and recent legislative efforts coming from lawmakers, we may see some action by Congress or the Senate before the end of September. But with the Iran deal taking center stage on Capitol Hill, how much time...

 

HTMLCanada Brings into Force Payment Disclosure Regime: The Extractive Sector Transparency Measures Act
Kayla Albin, John W. Boscariol, Robert A. Glasgow; McCarthy Tetrault LLP;
Legal Alert/Article
July 27, 2015, previously published on July 14, 2015
Canada’s new regime for the mandatory reporting of payments to government, the Extractive Sector Transparency Measures Act (ESTMA), came into force on June 1, 2015.

 

HTMLVolcker Agencies Provide Seeding Period Guidance for BDCs, RICs and FPFs in New FAQ
Brian Barrett, Steven B. Boehm, Harry S. Pangas, John Allen Zumpetta; Sutherland Asbill & Brennan LLP;
Legal Alert/Article
July 22, 2015, previously published on July 21, 2015
On July 16, 2015, the agencies responsible for implementing the Volcker rule (Agencies) issued FAQ 16, which provides guidance on the circumstances under which a seed investment would not cause (i) a registered investment company (RIC), (ii) a business development company (BDC) that has elected to...

 

HTMLISDA Publishes EMIR Classification Letter
Brian Barrett, Daphne G. Frydman, Catherine M. Krupka, David T. McIndoe, Mark D. Sherrill; Sutherland Asbill & Brennan LLP;
Legal Alert/Article
July 21, 2015, previously published on July 20, 2015
On July 13, the International Swaps and Derivatives Association, Inc. (ISDA) published the ISDA EMIR Classification Letter (the Classification Letter), a form of letter that may be used by market participants managing their regulatory obligations under the European Market Infrastructure Regulation...

 

HTMLAdviser Liable for Causing Prime Brokers’ Books and Records Violations
Sutherland Asbill Brennan LLP;
Legal Alert/Article
July 21, 2015, previously published on July 20, 2015
In an interesting case, the SEC instituted cease-and-desist proceedings, pursuant to Section 21C of the Exchange Act, against a large private fund manager for providing inaccurate trade data to four of its prime brokers. The SEC asserted that the investment adviser caused the prime brokers to make...

 

Adobe PDFInvesting in the United States: CFIUS Concerns for Chinese Investors
Keith M. Gerver, Viola Jing, Michael Liu, Jane Ng; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
July 15, 2015, previously published on July 9, 2015
Michael Liu, Jane Ng, Viola Jing and Keith Gerver have authored a Clients & Friends Memo to discuss the latest trends in reviews conducted by the Committee on Foreign Investment in the United States (CFIUS) for Chinese investors contemplating possible investments in U.S. assets. The Memo...

 

HTMLEmmanuel Jacques Presents Seminar on Investing in Saint Barths
Emmanuel Jacques, Hank Russell; Emmanuel Jacques Almosnino;
Presentation
July 15, 2015
Emmanuel Jacques Almosnino presents a free seminar on investing in the Caribbean island of Saint Barths

 

HTMLCanada Hits the Crimea Region with Economic Sanctions and Adds 17 Parties to its Russia Sanctions Blacklist
John W. Boscariol; McCarthy Tetrault LLP;
Legal Alert/Article
July 14, 2015, previously published on June 29, 2015
Today, Canada significantly expanded its economic sanctions against Russia by imposing a wide ban on activities related to the Crimea region, including export, import, technical data and services bans. With these latest amendments, Canada joins the United States and European Union in implementing...

 

HTMLRegulation A+ Takes Effect
Robert T. Clarkson, Omar Samji; Jones Day;
Legal Alert/Article
July 14, 2015, previously published on July 2015
As part of the effort to make capital more accessible for small businesses, the JOBS Act authorized the SEC to exempt annually up to $50 million of a company's securities issuances from the registration requirements of the Securities Act of 1933. In response, the SEC has amended Regulation A under...

 

HTMLPrivate Placements, Canadian Wrappers and Exempt Market Dealer Restrictions
Michael Burns, Ronald M. Kosonic; Borden Ladner Gervais LLP;
Legal Alert/Article
July 14, 2015, previously published on July 09, 2015
The recent rule amendments announced by the Canadian Securities Administrators (CSA), the long-awaited Wrapper Relief Amendments, will provide relief from the delivery of certain supplementary information to Canadian institutional investors by non-Canadian issuers. Such information has typically...

 


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