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HTMLSEC Open Meeting - Enhanced Information Reporting for Registered Investment Advisers
Sutherland Asbill Brennan LLP;
Legal Alert/Article
May 21, 2015, previously published on May 20, 2015
On May 20, 2015, the U.S. Securities and Exchange Commission (SEC) held an open meeting to consider new forms and rules designed to enhance the information reported by registered investment companies and investment advisers.

 

HTMLCMA Issues the Final Rules Governing Foreign Investment in Listed Shares
Mahmoud Abdel-Baky, Anas A. Akel, Amgad T. Husein; Dentons Canada LLP;
Legal Alert/Article
May 14, 2015, previously published on May 7, 2015
The Capital Market Authority of Saudi Arabia (CMA) has published on its website this week the final rules governing investment by qualified foreign investors (QFIs) in listed shares (the Final Rules). The Final Rules are issued pursuant to the resolution of the Board of Commissioners of the CMA...

 

HTMLSEC Proposes Pay versus Performance Disclosure Requirements
Robert T. Clarkson, Stephen P. Coolbaugh, Thomas C. Daniels, Wendy L. Moore Davis, Charles T. Haag; Jones Day;
Legal Alert/Article
May 12, 2015, previously published on May 2015
On April 29, 2015, the SEC issued a proposing release regarding the so-called "pay versus performance" disclosure mandated by Section 953(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed rules would require certain companies registered under Section 12 of...

 

Adobe PDFThresholds for Investment Canada Reviews to be Increased to $600 Million in Enterprise Value
Michael Koch, Joel Schachter; Goodmans LLP - Toronto;
Legal Alert/Article
May 12, 2015, previously published on March 25, 2015
The Government of Canada announced that new (higher) monetary thresholds for Investment Canada review of investments from WTO countries will become effective April 24, 2015. It also introduced amendments to the national security review process, effective immediately, potentially lengthening the...

 

HTMLAlternative: Not So Alternative Anymore
Sutherland Asbill Brennan LLP;
Legal Alert/Article
May 11, 2015, previously published on May 8, 2015
The Alternative Investment Management Association (AIMA), a global association for hedge funds, released a paper on May 6th that details the growing role private debt funds play in the economy. Among other findings presented, the paper highlights the increase in deal activity by lending funds. The...

 

HTMLInternational Dealers and Issuers Offering Securities to Canadian Investors - New Developments in “Canadian Wrapper Exemptions”: Navigate with Care
Elana M. Hahn, Kris Miks; Dentons Canada LLP;
Legal Alert/Article
May 11, 2015, previously published on April 28, 2015
On March 23, 2015, the British Columbia Securities Commission (BCSC) adopted BC Instrument 51-512 - Certain Private Placements (BCI 51-512), which provides certain disclosure exemptions in the case of securities offered to sophisticated Canadian investors on a private placement basis. This...

 

HTMLIs this Exemption Suitable? Proposed Suitability Prospectus Exemption
Graeme D. Martindale, Stephen P. Robertson; Borden Ladner Gervais LLP;
Legal Alert/Article
May 7, 2015, previously published on April 27, 2015
The securities regulatory authorities in British Columbia, New Brunswick and Saskatchewan (the Jurisdictions) have recently proposed a new exemption (the Proposed Exemption) from the prospectus requirements under securities laws that may provide retail investors greater access to the exempt market,...

 

HTMLAdventures in Venture Land
Jonathan Poirier, Stephen P. Robertson; Borden Ladner Gervais LLP;
Legal Alert/Article
May 7, 2015, previously published on April 23, 2015
The Canadian Securities Administrators will be implementing amendments to current disclosure and governance obligations for venture issues substantially in line with their last published proposals in 2014. These amendments are intended to streamline and tailor disclosure requirements and to enhance...

 

HTMLSEC Adopts Enhanced Exempt Securities Offering Rules
David C. Fischer, Mitchell S. Nussbaum; Loeb & Loeb LLP;
Legal Alert/Article
May 6, 2015, previously published on April 2015
As directed by Congress in the Jump Start Our Business Startups (JOBS) Act, the Securities and Exchange Commission has adopted rules substantially increasing amounts that companies can raise through exempt public offerings. Amended Regulation A, nicknamed "Reg A+," permits non-reporting...

 

HTMLCybersecurity Nuts and Bolts - Division of Investment Management Updates Guidance
Sutherland Asbill Brennan LLP;
Legal Alert/Article
May 4, 2015, previously published on May 1, 2015
Every day brings another front-page story about a cybersecurity breach, or so it seems. While the topic has been a significant focus of the President, Congress, the SEC and other regulatory agencies, there is clearly no magic bullet. In its most recent Guidance Update, the SEC’s Division of...

 


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