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HTMLSEC Proposes Disclosure Regarding Hedging Policies
Bradley C. Brasser, Boris Dolgonos, Charles T. Haag, J. Eric Maki, W. Stuart Ogg; Jones Day;
Legal Alert/Article
February 26, 2015, previously published on February 2015
On February 9, 2015, the SEC issued a proposing release to implement certain provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank"). This proposed rule will require companies to disclose whether employees and directors are permitted to or prohibited...

 

HTMLSEC Releases 2015 Examination Priorities
Thomas M. Devaney, Jung Yeon Son; Sheppard, Mullin, Richter & Hampton LLP;
Legal Alert/Article
February 26, 2015, previously published on January 16, 2015
On January 13, 2015, the Office of Compliance Inspections and Examinations (“OCIE”) of the Securities and Exchange Commission (the “SEC”) released its 2015 examination priorities. The SEC identified three thematic issues: (i) matters relating to retail investors and...

 

HTMLSEC Co-Chief of Division of Enforcement’s Asset Management Unit Identifies 2015 Exam Priorities for Hedge and Private Equity Funds
Thomas M. Devaney, Jung Yeon Son; Sheppard, Mullin, Richter & Hampton LLP;
Legal Alert/Article
February 26, 2015, previously published on January 27, 2015
On November 18, 2014, Julie M. Riewe, Co-Chief of the Division of Enforcement’s Asset Management Unit of the Securities and Exchange Commission (the “SEC”), spoke at a Practicing Law Institute seminar and identified 2015 SEC examination priorities for investment managers of...

 

HTMLSEC Permits Abbreviated Tender and Exchange Offers for Non-Convertible High-Yield and Investment-Grade Debt Securities
Ian B. Blumenstein, Kimberly J. Pustulka, Edward B. Winslow; Jones Day;
Legal Alert/Article
February 26, 2015, previously published on January 2015
On January 23, 2015, the Securities and Exchange Commission responded to a request submitted by a consortium of law firms, including Jones Day, representing a diverse group of issuers, investment banks, and investors, by issuing a no-action letter indicating that it would not recommend SEC...

 

HTMLExtensive Proposal on Prepaid Cards May Signal Broader CFPB Approach for Short-Term Credit Rules
Lisa M. Ledbetter, Courtney Lyons Snyder; Jones Day;
Legal Alert/Article
February 26, 2015, previously published on February 2015
The Consumer Financial Protection Bureau's ("CFPB") proposed prepaid financial products rule ("Proposed Rule"), if adopted without change, would impose sweeping new requirements on issuers of prepaid products—that is, physical cards, apps, and other electronic devices that...

 

HTMLMandatory Reporting of Foreign Direct Investments in the U.S.
Curtis M. Dombek, Neil Ray; Sheppard, Mullin, Richter & Hampton LLP;
Legal Alert/Article
February 25, 2015, previously published on December 19, 2014
The Department of Commerce’s Bureau of Economic Analysis (BEA) has reinstated the mandatory reporting requirements of the BE¿13, Survey of New Foreign Direct Investment in the United States, which was discontinued in 2009 due to budget restrictions. It is expected to result in the...

 

HTMLTCPA Plaintiff Gave Consent to Calls Based on Prior Class Action Settlement
William F. Dolan, Gregory R. Hanthorn, Richard J. Johnson, J. Todd Kennard, Bruce A. Olcott; Jones Day;
Legal Alert/Article
February 25, 2015, previously published on December 2014
A recent case highlights the importance of carefully drafting settlement agreements. In that case, a federal district court judge held that a prior class action settlement precluded the plaintiff from filing released claims in a new lawsuit under the Telephone Consumer Protection Act...

 

HTMLTurnin’ Havana to Atlanta: The White House Opens Doors for U.S. Telecommunications Investment in Cuba and Latin America
Cheryl Palmeri, Dave Thomas, Brian D. Weimer; Sheppard, Mullin, Richter & Hampton LLP;
Legal Alert/Article
February 25, 2015, previously published on December 19, 2014
Historic changes in relations between the United States and Cuba (that touch nerves in Hip-Hop and on Capitol Hill) and new U.S. sanctions against Venezuela may provide increased opportunities for U.S. business generally, and electronic communications technologies and infrastructure providers in...

 

Adobe PDFNDRC Issued the Revised Draft of Foreign Investment Catalogue to Open More Sectors to Foreign Investment
Gavin W. H. Guo, Betty F. K. Tam; Johnson Stokes & Master Mayer Brown JSM;
Legal Alert/Article
February 24, 2015, previously published on November 17, 2014
On 4 November 2014, the National Development and Reform Commission (NDRC) released the latest revised draft of the Foreign Investment Industrial Guidance Catalogue (Catalogue) soliciting public comments. The deadline to submit comments is 3 December 2014.

 

HTMLCanadian Importers May Now Seek Import Duty Refunds
Claire M. C. Kennedy, Darrel H. Pearson; Bennett Jones LLP;
Legal Alert/Article
February 24, 2015, previously published on January 19, 2015
Since the introduction of the Transaction Value System of customs valuation by Canada on January 1, 1985, the Canada Border Services Agency (CBSA) has maintained a stated policy of denying refund claims of related party importers who seek to amend declared values for duty to account for adjustments...

 


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