Home > Legal Library > Advanced Search > Search Results









Join Matindale-Hubbell Connected



Search Results (382)

  
Documents on Investments, Venture Capital
 

View Page: 1  2  3  4  5  6  7  8  9  10  Next  >>
Show: results per page
Sort by:
Sponsored Results

HTMLBeware of the Use of Derivatives in the Purchase and Sale of Private Shares
Daniel I. DeWolf, Louis Froelich; Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.;
Legal Alert/Article
September 11, 2015, previously published on September 10, 2015
The SEC is examining the use of derivatives in the secondary market for shares of private companies.[1] The trading of shares of private companies remains robust, and we are writing this alert to remind everyone that whether you are a buyer or a seller, using derivatives for these types of...

 

HTMLSEC Co-Chief of Division of Enforcement’s Asset Management Unit Identifies 2015 Exam Priorities for Hedge and Private Equity Funds
Thomas M. Devaney, Jung Yeon Son; Sheppard, Mullin, Richter & Hampton LLP;
Legal Alert/Article
February 26, 2015, previously published on January 27, 2015
On November 18, 2014, Julie M. Riewe, Co-Chief of the Division of Enforcement’s Asset Management Unit of the Securities and Exchange Commission (the “SEC”), spoke at a Practicing Law Institute seminar and identified 2015 SEC examination priorities for investment managers of...

 

HTMLSEC Releases 2015 Examination Priorities
Thomas M. Devaney, Jung Yeon Son; Sheppard, Mullin, Richter & Hampton LLP;
Legal Alert/Article
February 26, 2015, previously published on January 16, 2015
On January 13, 2015, the Office of Compliance Inspections and Examinations (“OCIE”) of the Securities and Exchange Commission (the “SEC”) released its 2015 examination priorities. The SEC identified three thematic issues: (i) matters relating to retail investors and...

 

HTMLUC Ventures: How one very large public university system is setting an example. Or is it?
K. Lance Anderson; Greenberg Traurig, LLP;
Legal Alert/Article
February 16, 2015, previously published on December 10, 2014
Over the summer, the University of California (UC) System, with President Janet Napolitano at the helm, shifted a fundamental policy common with many university systems. She rescinded the “Guidelines on University-Industry Relations Policy,” in place since 1989, which prohibited the...

 

HTMLThe Singapore-India Connection: A Robust Past and a Compelling Future
Saionton Basu; Duane Morris;
Legal Alert/Article
November 19, 2014, previously published on October 21, 2014
In determining the optimum gateway for investing into India, reliance on industry data may be the most prudent opening gambit. Data released by India's Department of Industrial Policy & Promotion peg Mauritius and Singapore as the top two destinations through which foreign direct investment and...

 

HTMLWill the new Crowdfunding Exemption Open the Floodgates for Start-up Financing?
Lorraine Mastersmith; Perley-Robertson, Hill & McDougall LLP/s.r.l.;
Legal Alert/Article
August 1, 2014, previously published on July 25, 2014
In March of this year, the Ontario Securities Commission published a proposed new exemption from the prospectus filing requirement to permit equity-based Crowdfunding in Ontario. The proposed exemption was open for comment until June 18. There has been a fair amount of “buzz” about...

 

HTMLGood News for Cayman Domiciled Private Equity Funds - Introduction of New ELP.
Gary Smith; Loeb Smith;
Legal Alert/Article
July 26, 2014, previously published on July 2014
The Cayman Islands (“Cayman”) continue to be the leading offshore jurisdiction for the establishment of both hedge funds and private equity funds. Typically, private equity funds are structured in Cayman as exempted limited partnerships (“ELPs”) and the introduction of the...

 

Adobe PDFStreamlined Venture Issuer Disclosure?
Tiffany Lee Bianchi, Michael A. Gerrior, Robert P. Kinghan, David Lowdon, Lorraine Mastersmith; Perley-Robertson, Hill & McDougall LLP/s.r.l.;
Legal Alert/Article
July 15, 2014, previously published on July 2, 2014
The CSA recently published a notice and request for comment regarding proposed amendments to the continuous disclosure obligations and audit committees of venture issuers the “Venture Issuer Amendments”). This is a follow on initiative to the CSA’s previous more comprehensive...

 

HTMLCrossing Your T's and Dotting Your I's: Start Preparing for Diligence From Day 1
JennyBess Dulac; Foley & Lardner LLP;
Legal Alert/Article
April 11, 2014, previously published on April 8, 2014
Young companies deal with a million moving parts, and typically without enough personnel bandwidth or financial resources to handle it all. Every bit of progress is thrilling, but founders are stretched thin, pushing as hard as possible for that next product milestone, that next investment, and...

 

HTMLSave The Date: Delaware Wants Your Franchise Taxes
Foley Lardner LLP;
Legal Alert/Article
March 6, 2014, previously published on February 27, 2014
If you’ve been keeping tabs on strategy for franchise tax payments in Delaware, you’re probably already aware that annual reports and franchise tax payments are due in the near future. For for-profit corporations filed with the Division of Corporations of the Secretary of State of...

 


View Page: 1  2  3  4  5  6  7  8  9  10  Next  >>