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HTMLTowards “A More Perfect Union”? - Details Of Cooperative Capital Markets Regulatory System Proposal Released
Gregory McLean, Philippe Tardif; Borden Ladner Gervais LLP;
Legal Alert/Article
September 22, 2014, previously published on September 15, 2014
As part of a push for the harmonization of the current provincial capital markets legislation across Canada and the establishment of a single capital markets regulator, the federal government and the governments of Ontario, British Columbia, Saskatchewan and New Brunswick announced on September 8,...

 

Adobe PDFReview and Analysis of the US SEC’s Adopted Final Amendments to Regulation AB
Amanda L. Baker, Nathan A. Herbert, Eric M. Reilly, Jan C. Stewart; Mayer Brown LLP;
Legal Alert/Article
September 22, 2014, previously published on September 9, 2014
After more than three years from the original proposal and several additional requests for comment, on August 27, 2014, the US Securities and Exchange Commission (the “SEC”) adopted final rules that amend Regulation AB (“Final Reg AB II”). Final Reg AB II adopts new rules,...

 

Adobe PDFSEC Adopts Rule 15Ga-2 and Rule 17g-10 Regarding Disclosure of Third-Party Due Diligence Services Relating to Asset-Backed Securities
Haukur Gudmundsson; Mayer Brown LLP;
Legal Alert/Article
September 22, 2014, previously published on September 16, 2014
On August 27, 2014, the Securities and Exchange Commission (the “SEC”) adopted final rules applicable to nationally recognized statistical rating organizations (“NRSROs”), including new Rule 15Ga-2 and new Rule 17g-10. The new rules implement certain requirements of Section...

 

HTMLSEC Announces Enforcement Actions Against Public Companies and Corporate Insiders Based on Failure to Timely File Transaction Reports
Ira N. Rosner, Joshua M. Samek; Greenberg Traurig, LLP;
Legal Alert/Article
September 22, 2014, previously published on September 16, 2014
On September 10, 2014, the Securities and Exchange Commission (SEC) announced enforcement actions against 28 public company insiders for violating federal securities laws requiring prompt reporting about their holdings and transactions in company stock. The 28 public company insiders included 13...

 

HTMLWhat Financial Advisers and Accountants Should Know About Expanded IRS Streamlined Filing Compliance Procedures for U.S. Taxpayers with Unreported Foreign Assets and Accounts
Bruce M. Bettigole, Maia Cogen, Joseph M. DePew, Carol P. Tello, H. Karl Zeswitz; Sutherland Asbill & Brennan LLP;
Legal Alert/Article
September 22, 2014, previously published on September 16, 2014
The Internal Revenue Service (IRS) recently announced “major changes” to its offshore compliance programs, including the Streamlined Filing Compliance Procedures (Streamlined Procedures), the delinquent international information return submission procedures (Delinquent Submission...

 

Adobe PDFPreparing for the 2015 US Proxy and Annual Reporting Season
Robert E. Curley, Lawrence R. Hamilton, Michael L. Hermsen, Laura D. Richman, David A. Schuette; Mayer Brown LLP;
Legal Alert/Article
September 22, 2014, previously published on September 16, 2014
It is time for calendar year-end public companies to focus on the upcoming 2015 proxy and annual reporting season.

 

HTMLUS Securities and Exchange Commission Decreases Filing Fees
Michael L. Hermsen; Mayer Brown LLP;
Legal Alert/Article
September 22, 2014, previously published on September 8, 2014
The US Securities and Exchange Commission (SEC) announced a decrease in the filing fees to be paid by public companies and other issuers. Effective October 1, 2014, the first day of the SEC’s 2015 fiscal year, the filing fee rate will decrease to $116.20 per million from the current rate of...

 

HTMLCSA Proposes Dramatic Changes to Take-Over Bid Rules in Canada: A Good Day for Target Companies
Robert N. Black, Sarah Bode, Don Collie; Davis LLP;
Legal Alert/Article
September 19, 2014, previously published on September 16, 2014
A significant proposal regarding the take-over bid regime in Canada was released on September 11, 2014 by the Canadian Securities Administrators (CSA). The CSA and the Autorité des marchés financiers (AMF) in Quebec had previously released competing proposals in March 2013 on how...

 

HTMLNIST Issues Draft Report Enumerating Risks and Protections to Consider When Evaluating Mobile Apps for Your Enterprise
Stephanie D. Willis; Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.;
Legal Alert/Article
September 19, 2014, previously published on September 12, 2014
As the world recovers from the excitement leading up to Tuesday’s Apple Live Event announcement of the new iPhone 6 and Apple Watch, mobile app developers are chomping at the bit to create software that leverages the new operating system and Apple’s widely-anticipated...

 

HTMLFederal Court Relaxes Requirements for Australian Class Actions
John Emmerig, Michael Legg; Jones Day;
Legal Alert/Article
September 19, 2014, previously published on September 2014
Ms Gray commenced two class actions related to the provision of consumer credit by Cash Converters franchises through "personal loan" and "cash advance" contracts. The respondents are alleged to have engaged in unconscionable conduct in contravention of s 12CB(1) of the...

 


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