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SEC Proposes Revisions to Rules Relating to Reliance on Credit Ratings |
July 31, 2008
Previously published on July 11, 2008
On July 2, 2008, the United States Securities and Exchange Commission (SEC) released proposed amendments to the Investment Advisers Act of 1940 (RIA Act) and the Investment Company Act of 1940 (IC Act) to reduce the reliance of investment managers on credit ratings of fixed income securities.
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The views expressed in this article are solely the views of the author and not Martindale-Hubbell. This article is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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