SEC Proposes Amendments to Exchange Act Rule 15a-6 Regarding a Foreign Broker's Access to U.S. Investors

by W. Hardy Callcott View Biography
Bingham McCutchen LLP View Firm Credentials
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Kevin A. Zambrowicz View Biography
Bingham McCutchen LLP View Firm Credentials
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Roger P. Joseph View Biography
Bingham McCutchen LLP View Firm Credentials
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Neal E. Sullivan View Biography
Bingham McCutchen LLP View Firm Credentials
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Margaret Blake
Bingham McCutchen LLP View Firm Credentials
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July 11, 2008

Previously published on June 26, 2008

On June 25, 2008, the Securities and Exchange Commission held an open meeting to consider, among others, a proposed rule change by the Division of Trading and Markets regarding amendments to Rule 15a-6 under the Securities Exchange Act of 1934.

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SEC Proposes Amendments to Exchange Act Rule 15a-6 Regarding a Foreign Broker's Access to U.S. Investors

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