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Second Circuit's Ruling Puts an End to Wall Street Specialist Cases |
October 8, 2008
Previously published on Fall 2008
This past summer, the Court of Appeals for the Second Circuit effectively put an end to the protracted investigation and prosecution of allegedly improper trading by specialists working on the floor of the New York Stock Exchange ("NYSE").
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The views expressed in this article are solely the views of the author and not Martindale-Hubbell. This article is intended for informational purposes only and is not legal advice or a substitute for consultation with a licensed legal professional in a particular case or circumstance. |
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